Marketing Supervision Manager II
Top Benefits
About the role
Job Description
What is the opportunity?
As a Marketing Supervision Manager, part of the Business Supervision Group, you will be responsible for reviewing advertising and communications created for both clients and the general public for compliance with both regulatory requirements and internal RBC policies. Your role will involve approving materials for use, and providing guidance to employees and corporate partners on how their materials can be brought into alignment with regulatory standards. Additionally, you will assist with communicating policies and procedures, and coaching employees on best practices.
What will you do?
- Review and approve, edit or reject advertisements, marketing material and communications submitted for review within prescribed deadlines; resolve or escalate issues as needed.
- Provide advice to business partners on new regulations and marketing technologies.
- Support other areas of Business Supervision Group to address issues and help enhance BSG’s workflow and supervisory procedures.
- Collaborate on requests from both field and corporate employees to approve print and digital material, including social media posts and website content.
- Advise on social media content using Hearsay Social technology.
- Develop and adhere to supervision best practices.
What do you need to succeed?
Must-have
- 5+ years of experience in retail financial services; 2+ years of compliance, legal or supervisory experience, preferably in a marketing/communications review/compliance or similar role.
- Demonstrated understanding of the US wealth management industry, including laws and regulations relating to broker-dealers, Registered Investment Advisors, ERISA and others.
- Detail-oriented; ability to work independently and meet deadlines.
- FINRA Series 7 and Series 24 required or the ability to obtain within 2-4 months.
- Knowledge of MS Office Suite (Excel, PowerPoint, Word, Outlook, etc.).
- 4-year degree from an accredited university in business, finance or related field or 10+ years commensurate experience.
Nice-to-have
- Demonstrated facility with business communication, ability to collaborate with team members, and leadership capabilities.
- Writing skills, with emphasis on written professional and corporate communications.
- Demonstrated analytical, organizational and problem-solving skills.
What’s in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program include competitive compensation and flexible benefits, such as 401(k) program with company-matching contributions, health, dental, vision, life, disability insurance, and paid-time off.
- Leaders who support your development through coaching and managing opportunities.
- Ability to make a difference and lasting impact.
- Work in a dynamic, collaborative, progressive, and high-performing team.
- Opportunities to do challenging work.
- Opportunities to build close relationships with clients.
About RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. Our success comes from the 94,000+ employees who leverage their imaginations and insights to bring our vision, values and strategy to life so we can help our clients thrive and communities prosper. As Canada's biggest bank and one of the largest in the world, based on market capitalization, we have a diversified business model with a focus on innovation and providing exceptional experiences to our more than 17 million clients in Canada, the U.S. and 27 other countries. Learn more at rbc.com. We are proud to support a broad range of community initiatives through donations, community investments and employee volunteer activities. See how at www.rbc.com/community-social-impact.
La Banque Royale du Canada est une institution financière mondiale définie par sa raison d'être, guidée par des principes et orientée vers l'excellence en matière de rendement. Notre succès est attribuable aux quelque 94 000+ employés qui mettent à profit leur créativité et leur savoir faire pour concrétiser notre vision, nos valeurs et notre stratégie afin que nous puissions contribuer à la prospérité de nos clients et au dynamisme des collectivités. Selon la capitalisation boursière, nous sommes la plus importante banque du Canada et l'une des plus grandes banques du monde. Nous avons adopté un modèle d'affaires diversifié axé sur l'innovation et l'offre d'expériences exceptionnelles à nos plus de 17 millions de clients au Canada, aux États Unis et dans 27 autres pays. Pour en savoir plus, visitez le site rbc.com/francais
Nous sommes fiers d'appuyer une grande diversité d'initiatives communautaires par des dons, des investissements dans la collectivité et le travail bénévole de nos employés. Pour de plus amples renseignements, visitez le site www.rbc.com/collectivite-impact-social.
Marketing Supervision Manager II
Top Benefits
About the role
Job Description
What is the opportunity?
As a Marketing Supervision Manager, part of the Business Supervision Group, you will be responsible for reviewing advertising and communications created for both clients and the general public for compliance with both regulatory requirements and internal RBC policies. Your role will involve approving materials for use, and providing guidance to employees and corporate partners on how their materials can be brought into alignment with regulatory standards. Additionally, you will assist with communicating policies and procedures, and coaching employees on best practices.
What will you do?
- Review and approve, edit or reject advertisements, marketing material and communications submitted for review within prescribed deadlines; resolve or escalate issues as needed.
- Provide advice to business partners on new regulations and marketing technologies.
- Support other areas of Business Supervision Group to address issues and help enhance BSG’s workflow and supervisory procedures.
- Collaborate on requests from both field and corporate employees to approve print and digital material, including social media posts and website content.
- Advise on social media content using Hearsay Social technology.
- Develop and adhere to supervision best practices.
What do you need to succeed?
Must-have
- 5+ years of experience in retail financial services; 2+ years of compliance, legal or supervisory experience, preferably in a marketing/communications review/compliance or similar role.
- Demonstrated understanding of the US wealth management industry, including laws and regulations relating to broker-dealers, Registered Investment Advisors, ERISA and others.
- Detail-oriented; ability to work independently and meet deadlines.
- FINRA Series 7 and Series 24 required or the ability to obtain within 2-4 months.
- Knowledge of MS Office Suite (Excel, PowerPoint, Word, Outlook, etc.).
- 4-year degree from an accredited university in business, finance or related field or 10+ years commensurate experience.
Nice-to-have
- Demonstrated facility with business communication, ability to collaborate with team members, and leadership capabilities.
- Writing skills, with emphasis on written professional and corporate communications.
- Demonstrated analytical, organizational and problem-solving skills.
What’s in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program include competitive compensation and flexible benefits, such as 401(k) program with company-matching contributions, health, dental, vision, life, disability insurance, and paid-time off.
- Leaders who support your development through coaching and managing opportunities.
- Ability to make a difference and lasting impact.
- Work in a dynamic, collaborative, progressive, and high-performing team.
- Opportunities to do challenging work.
- Opportunities to build close relationships with clients.
About RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. Our success comes from the 94,000+ employees who leverage their imaginations and insights to bring our vision, values and strategy to life so we can help our clients thrive and communities prosper. As Canada's biggest bank and one of the largest in the world, based on market capitalization, we have a diversified business model with a focus on innovation and providing exceptional experiences to our more than 17 million clients in Canada, the U.S. and 27 other countries. Learn more at rbc.com. We are proud to support a broad range of community initiatives through donations, community investments and employee volunteer activities. See how at www.rbc.com/community-social-impact.
La Banque Royale du Canada est une institution financière mondiale définie par sa raison d'être, guidée par des principes et orientée vers l'excellence en matière de rendement. Notre succès est attribuable aux quelque 94 000+ employés qui mettent à profit leur créativité et leur savoir faire pour concrétiser notre vision, nos valeurs et notre stratégie afin que nous puissions contribuer à la prospérité de nos clients et au dynamisme des collectivités. Selon la capitalisation boursière, nous sommes la plus importante banque du Canada et l'une des plus grandes banques du monde. Nous avons adopté un modèle d'affaires diversifié axé sur l'innovation et l'offre d'expériences exceptionnelles à nos plus de 17 millions de clients au Canada, aux États Unis et dans 27 autres pays. Pour en savoir plus, visitez le site rbc.com/francais
Nous sommes fiers d'appuyer une grande diversité d'initiatives communautaires par des dons, des investissements dans la collectivité et le travail bénévole de nos employés. Pour de plus amples renseignements, visitez le site www.rbc.com/collectivite-impact-social.