Global Financial Crimes and AML, Manager, Internal Audit
Top Benefits
About the role
Job Description
What is the opportunity?
Manager Financial Crimes and AML Audit is a curious, dynamic, adaptable, solution-oriented team player and self-starter. A with knowledge of risk management, AML/Sanctions regulatory compliance frameworks and corporate governance, preferably from larger financial institutions. You will be assisting with enterprise level audit assurance projects and continuous assurance/monitoring whilst leveraging data analytics and data visualizations and contributing to the development of Audit’s Financial Crimes and AML Center of Excellence (CoE). You will also support the CoE as a trusted advisor to auditees and business platform/regional audit teams globally.
The RBC CAE Group leverages a unique perspective— with a coordinated view across the entire business—to deliver valuable advice that not only gives assurance, but that illuminates a bigger picture, connects dots, builds best practices and broadens possibilities. We connect intelligence to protect and enable RBC.
What will you do?
- Participate in the execution of risk-based enterprise level Financial Crimes and AML audit projects effectively and efficiently, while adding value and utilizing data analytics approaches.
- Actively contribute to development of continuous monitoring and continuous assurance leveraging data analytics.
- Assist management in their capacity as a trusted advisor who support regional and business platform audit teams to ensure adequate and risk-based coverage of Financial Crimes and AML risk in regional/platform audit projects.
- Proactively initiate discussions and solutions to new opportunities, challenges and approaches, and challenge status quo.
- Contribute to creating and maintaining a positive, authentic, collaborative, transparent and productive working environment.
- Actively monitor and assess global Financial Crimes and AML compliance developments and emerging risks.
- Work efficiently in a hybrid type environment.
What do you need to succeed?
Must-have
- Strong team player, emotional intelligence and stakeholder management skills to deliver in a team engagement environment, prioritize client needs, whilst having the ability to multitask, prioritize and adapt to a fast-changing environment.
- 3+ years of experience in risk management; AML, ATF and Sanctions compliance management; in a large financial institution, professional consulting/accounting firm or a compliance/regulatory environment. University degree (e.g., business, accounting, legal)
- Excellent written and verbal communication skills and demonstrated critical thinking.
- Knowledge of key AML/Sanctions compliance regulations (at minimum Canadian (PCMLTFA, OSFI, FINTRAC), US (BSA) and UK regulations in the financial services industry).
- Intermediate experience building, using and interpreting data extracts, data visualization and reporting (Tableau), and analytical skills.
Nice-to-have
- Professional designation (e.g., accounting, audit, risk management certifications, AML).
- Post-graduate degree (e.g., P. Eng., MSc - Data Science).
- Experience in a matrixed organization.
- Experience in an audit role.
What’s in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation.
- Leaders who support your development through coaching and managing opportunities.
- Work in a dynamic, collaborative, progressive, and high-performing team.
- Opportunities for growth, and opportunities to redefine audit approaches.
About RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. Our success comes from the 94,000+ employees who leverage their imaginations and insights to bring our vision, values and strategy to life so we can help our clients thrive and communities prosper. As Canada's biggest bank and one of the largest in the world, based on market capitalization, we have a diversified business model with a focus on innovation and providing exceptional experiences to our more than 17 million clients in Canada, the U.S. and 27 other countries. Learn more at rbc.com. We are proud to support a broad range of community initiatives through donations, community investments and employee volunteer activities. See how at www.rbc.com/community-social-impact.
La Banque Royale du Canada est une institution financière mondiale définie par sa raison d'être, guidée par des principes et orientée vers l'excellence en matière de rendement. Notre succès est attribuable aux quelque 94 000+ employés qui mettent à profit leur créativité et leur savoir faire pour concrétiser notre vision, nos valeurs et notre stratégie afin que nous puissions contribuer à la prospérité de nos clients et au dynamisme des collectivités. Selon la capitalisation boursière, nous sommes la plus importante banque du Canada et l'une des plus grandes banques du monde. Nous avons adopté un modèle d'affaires diversifié axé sur l'innovation et l'offre d'expériences exceptionnelles à nos plus de 17 millions de clients au Canada, aux États Unis et dans 27 autres pays. Pour en savoir plus, visitez le site rbc.com/francais
Nous sommes fiers d'appuyer une grande diversité d'initiatives communautaires par des dons, des investissements dans la collectivité et le travail bénévole de nos employés. Pour de plus amples renseignements, visitez le site www.rbc.com/collectivite-impact-social.
Global Financial Crimes and AML, Manager, Internal Audit
Top Benefits
About the role
Job Description
What is the opportunity?
Manager Financial Crimes and AML Audit is a curious, dynamic, adaptable, solution-oriented team player and self-starter. A with knowledge of risk management, AML/Sanctions regulatory compliance frameworks and corporate governance, preferably from larger financial institutions. You will be assisting with enterprise level audit assurance projects and continuous assurance/monitoring whilst leveraging data analytics and data visualizations and contributing to the development of Audit’s Financial Crimes and AML Center of Excellence (CoE). You will also support the CoE as a trusted advisor to auditees and business platform/regional audit teams globally.
The RBC CAE Group leverages a unique perspective— with a coordinated view across the entire business—to deliver valuable advice that not only gives assurance, but that illuminates a bigger picture, connects dots, builds best practices and broadens possibilities. We connect intelligence to protect and enable RBC.
What will you do?
- Participate in the execution of risk-based enterprise level Financial Crimes and AML audit projects effectively and efficiently, while adding value and utilizing data analytics approaches.
- Actively contribute to development of continuous monitoring and continuous assurance leveraging data analytics.
- Assist management in their capacity as a trusted advisor who support regional and business platform audit teams to ensure adequate and risk-based coverage of Financial Crimes and AML risk in regional/platform audit projects.
- Proactively initiate discussions and solutions to new opportunities, challenges and approaches, and challenge status quo.
- Contribute to creating and maintaining a positive, authentic, collaborative, transparent and productive working environment.
- Actively monitor and assess global Financial Crimes and AML compliance developments and emerging risks.
- Work efficiently in a hybrid type environment.
What do you need to succeed?
Must-have
- Strong team player, emotional intelligence and stakeholder management skills to deliver in a team engagement environment, prioritize client needs, whilst having the ability to multitask, prioritize and adapt to a fast-changing environment.
- 3+ years of experience in risk management; AML, ATF and Sanctions compliance management; in a large financial institution, professional consulting/accounting firm or a compliance/regulatory environment. University degree (e.g., business, accounting, legal)
- Excellent written and verbal communication skills and demonstrated critical thinking.
- Knowledge of key AML/Sanctions compliance regulations (at minimum Canadian (PCMLTFA, OSFI, FINTRAC), US (BSA) and UK regulations in the financial services industry).
- Intermediate experience building, using and interpreting data extracts, data visualization and reporting (Tableau), and analytical skills.
Nice-to-have
- Professional designation (e.g., accounting, audit, risk management certifications, AML).
- Post-graduate degree (e.g., P. Eng., MSc - Data Science).
- Experience in a matrixed organization.
- Experience in an audit role.
What’s in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation.
- Leaders who support your development through coaching and managing opportunities.
- Work in a dynamic, collaborative, progressive, and high-performing team.
- Opportunities for growth, and opportunities to redefine audit approaches.
About RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. Our success comes from the 94,000+ employees who leverage their imaginations and insights to bring our vision, values and strategy to life so we can help our clients thrive and communities prosper. As Canada's biggest bank and one of the largest in the world, based on market capitalization, we have a diversified business model with a focus on innovation and providing exceptional experiences to our more than 17 million clients in Canada, the U.S. and 27 other countries. Learn more at rbc.com. We are proud to support a broad range of community initiatives through donations, community investments and employee volunteer activities. See how at www.rbc.com/community-social-impact.
La Banque Royale du Canada est une institution financière mondiale définie par sa raison d'être, guidée par des principes et orientée vers l'excellence en matière de rendement. Notre succès est attribuable aux quelque 94 000+ employés qui mettent à profit leur créativité et leur savoir faire pour concrétiser notre vision, nos valeurs et notre stratégie afin que nous puissions contribuer à la prospérité de nos clients et au dynamisme des collectivités. Selon la capitalisation boursière, nous sommes la plus importante banque du Canada et l'une des plus grandes banques du monde. Nous avons adopté un modèle d'affaires diversifié axé sur l'innovation et l'offre d'expériences exceptionnelles à nos plus de 17 millions de clients au Canada, aux États Unis et dans 27 autres pays. Pour en savoir plus, visitez le site rbc.com/francais
Nous sommes fiers d'appuyer une grande diversité d'initiatives communautaires par des dons, des investissements dans la collectivité et le travail bénévole de nos employés. Pour de plus amples renseignements, visitez le site www.rbc.com/collectivite-impact-social.