Risk Management and Compliance Analyst
About the role
Seeing beyond numbers™
At Laurentian Bank, we believe we can change banking for the better. Founded in Montreal in 1846, Laurentian Bank helps families, businesses and communities thrive. Today, we have over 2,800 employees working together as One Team, to provide a broad range of financial services and advice-based solutions for customers across Canada and the United States. We drive results by placing our customers first, making the better choice, acting courageously, and believing everyone belongs.
This role sits within Laurentian Bank Securities, a subsidiary of Laurentian Bank.
Under the responsibility of the Risk Management, Manager, this person will contribute to maintaining a healthy and effective operational risk management structure and to overall compliance to internal policies and standards issued by Laurentian Bank Financial Group (hereinafter "the Group").
Responsibilities
Support the business in implementing operational risk management methodologies (risk events, risk assessment, key risk indicators, scenario analysis).
Build strong, collaborative relationships with key stakeholders and partners by addressing issues and concerns in a timely manner and providing on-going advisory services.
Follow and monitor operational risk incidents and risk appetite.
Support the business in analysing root causes of operational risk events and issues and ensure corrective action plans are developed and implemented.
Ensure internal risk events are logged in a timely manner.
Evaluate and recommend new controls where gaps have been identified.
Work with business units to develop key risk indicators.
Provide oversight and reporting on the effectiveness of the business continuity program, information security and supplier risk management.
Collaborate with project managers & project sponsors by conducting risk assessment of significant initiatives.
Qualifications
College or university degree in a relevant field and 3 to 5 years of relevant experience
In knowledge of operational risks, internal auditing, process analysis and/or internal control frameworks (COSO, ISO 31000)
In Knowledge /Experience of investment products
Specific Skills
Strong analytical skills with a pragmatic approach.
Autonomous and solutions oriented.
Client (internal) and quality focused.
Solid communication and relationship management skills.
Team player and proactive.
Strong written and verbal communication.
Inclusion and Accessibility
At Laurentian Bank, we believe everyone belongs. We are committed to fostering an inclusive work environment that reflects the diversity of our customers and our communities and where everyone feels like they belong and can thrive. To this end, we encourage applications from individuals from equity-deserving groups, including Indigenous persons, racialized and persons with disabilities, marginalized genders and the 2SLGBTQIA+ community.
We strive to offer a flexible and accessible work experience that is inclusive of everyone. If at any time you need an accommodation, please let us know.
PIPEDA
We may collect, use or disclose your personal information for the purpose of establishing an employment relationship with you.
#LI-MLP
#LI-Hybrid
About Laurentian Bank
Laurentian Bank is a banking institution whose activities extend across Canada. The Bank serves one and a half million clients throughout the country and employs more than 2,900 individuals, which makes it a major player in numerous market segments.
The Bank caters to the needs of retail clients via its branch network based in Quebec. The Bank also stands out for its know-how among small and medium-sized enterprises and real estate developers owing to its specialized teams across Canada. Its subsidiary B2B Bank is, for its part, one of the major Canadian leaders in providing banking products and services and investment accounts through financial advisors and brokers. Laurentian Bank Securities offers integrated brokerage services to a clientele of institutional and retail investors.
Risk Management and Compliance Analyst
About the role
Seeing beyond numbers™
At Laurentian Bank, we believe we can change banking for the better. Founded in Montreal in 1846, Laurentian Bank helps families, businesses and communities thrive. Today, we have over 2,800 employees working together as One Team, to provide a broad range of financial services and advice-based solutions for customers across Canada and the United States. We drive results by placing our customers first, making the better choice, acting courageously, and believing everyone belongs.
This role sits within Laurentian Bank Securities, a subsidiary of Laurentian Bank.
Under the responsibility of the Risk Management, Manager, this person will contribute to maintaining a healthy and effective operational risk management structure and to overall compliance to internal policies and standards issued by Laurentian Bank Financial Group (hereinafter "the Group").
Responsibilities
Support the business in implementing operational risk management methodologies (risk events, risk assessment, key risk indicators, scenario analysis).
Build strong, collaborative relationships with key stakeholders and partners by addressing issues and concerns in a timely manner and providing on-going advisory services.
Follow and monitor operational risk incidents and risk appetite.
Support the business in analysing root causes of operational risk events and issues and ensure corrective action plans are developed and implemented.
Ensure internal risk events are logged in a timely manner.
Evaluate and recommend new controls where gaps have been identified.
Work with business units to develop key risk indicators.
Provide oversight and reporting on the effectiveness of the business continuity program, information security and supplier risk management.
Collaborate with project managers & project sponsors by conducting risk assessment of significant initiatives.
Qualifications
College or university degree in a relevant field and 3 to 5 years of relevant experience
In knowledge of operational risks, internal auditing, process analysis and/or internal control frameworks (COSO, ISO 31000)
In Knowledge /Experience of investment products
Specific Skills
Strong analytical skills with a pragmatic approach.
Autonomous and solutions oriented.
Client (internal) and quality focused.
Solid communication and relationship management skills.
Team player and proactive.
Strong written and verbal communication.
Inclusion and Accessibility
At Laurentian Bank, we believe everyone belongs. We are committed to fostering an inclusive work environment that reflects the diversity of our customers and our communities and where everyone feels like they belong and can thrive. To this end, we encourage applications from individuals from equity-deserving groups, including Indigenous persons, racialized and persons with disabilities, marginalized genders and the 2SLGBTQIA+ community.
We strive to offer a flexible and accessible work experience that is inclusive of everyone. If at any time you need an accommodation, please let us know.
PIPEDA
We may collect, use or disclose your personal information for the purpose of establishing an employment relationship with you.
#LI-MLP
#LI-Hybrid
About Laurentian Bank
Laurentian Bank is a banking institution whose activities extend across Canada. The Bank serves one and a half million clients throughout the country and employs more than 2,900 individuals, which makes it a major player in numerous market segments.
The Bank caters to the needs of retail clients via its branch network based in Quebec. The Bank also stands out for its know-how among small and medium-sized enterprises and real estate developers owing to its specialized teams across Canada. Its subsidiary B2B Bank is, for its part, one of the major Canadian leaders in providing banking products and services and investment accounts through financial advisors and brokers. Laurentian Bank Securities offers integrated brokerage services to a clientele of institutional and retail investors.