Officer, Periodic Review
Top Benefits
About the role
Job Description
What is the opportunity?
Our client is a specialist provider of asset services, custody, payments and treasury services. Founded in 1864, they are the 10th largest bank worldwide and the 5th in North America, as measured by market capitalization. They are among a small group of highly rated global banks and are recognized time and time again for our financial strength, market leadership and philanthropic work.
This role works within the Client Due Diligence Team to support the Private Bank businesses, including but not limited to Periodic Reviews and name screening. The team ensures documents submitted by the front office are complete and compliant with internal policies and guidelines as well as global policy and regulatory standards.
Working hours : 9.00am – 6.00pm
Region : SG and HK
Working Arrangement : Hybrid
Travelling Allowance Provided
What will you do?
- Coordinate the ongoing periodic review program and trigger event review, and reviewing documentations submitted by the Front Office.
- Perform name screening and disposition in collaboration with front office, for both periodic review and account opening.
- Assess the AML risk rating for each account, including but not limited to reviewing results on KYC search engines and escalate to AML Compliance when necessary for additional review, advice and approval
- Review and re-assess client’s background and profile including source of wealth and assess plausibility of source of wealth corroborations and account activity review
- Report to the management on the status of Periodic review, highlight outstanding and significant risk items, and monitor outstanding items
- Update department procedures and policy manuals as and when required
- Assist in compliance or audit reviews, ad-hoc projects and control related matters
- Provide advice to the Front Office on the Client Due Diligence (CDD) queries
- Provide training to front office staffs
What do you need to succeed?
Must-have
- Minimum 2 years of working experience in a Financial Institution, preferably Private Bank.
- Experience in reviewing account documentation
- Experience in client profile review and source of wealth corroboration
- Some experience in AML compliance is an advantage
- Good spoken and written English and Mandarin
- Committed and responsible with a drive to ensure accuracy and completeness
Nice-to-have
- Familiarity with Avaloq system.
- Good spoken Cantonese will be an advantage
What’s in it for you?
Our Client thrive on the challenge to be their best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. Our Client care about each other, reaching their potential, making a difference to their communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including performance based bonuses, flexible benefits, and competitive compensation
- Leaders who support your development through coaching and managing opportunities
- A world-class training program in financial services
- A collaborative dynamic culture where personal initiative and hard work are recognized and rewarded
Job Skills
Anti-Money Laundering (AML), Communication, Data Gathering Analysis, Detail-Oriented, Financial Regulation, Fraud Risk Management, Group Problem Solving, Internal Controls, Operational Integrity, Process Management
Additional Job Details
Address:
PERSIARAN IRC 2, IOI RESORT CITY IOI CITY TOWER ONE:PUTRAJAYA
City:
Putrajaya
Country:
Malaysia
Work hours/week:
40
Employment Type:
Full time
Platform:
WEALTH MANAGEMENT
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2025-08-29
Application Deadline:
Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
About RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. Our success comes from the 94,000+ employees who leverage their imaginations and insights to bring our vision, values and strategy to life so we can help our clients thrive and communities prosper. As Canada's biggest bank and one of the largest in the world, based on market capitalization, we have a diversified business model with a focus on innovation and providing exceptional experiences to our more than 17 million clients in Canada, the U.S. and 27 other countries. Learn more at rbc.com. We are proud to support a broad range of community initiatives through donations, community investments and employee volunteer activities. See how at www.rbc.com/community-social-impact.
La Banque Royale du Canada est une institution financière mondiale définie par sa raison d'être, guidée par des principes et orientée vers l'excellence en matière de rendement. Notre succès est attribuable aux quelque 94 000+ employés qui mettent à profit leur créativité et leur savoir faire pour concrétiser notre vision, nos valeurs et notre stratégie afin que nous puissions contribuer à la prospérité de nos clients et au dynamisme des collectivités. Selon la capitalisation boursière, nous sommes la plus importante banque du Canada et l'une des plus grandes banques du monde. Nous avons adopté un modèle d'affaires diversifié axé sur l'innovation et l'offre d'expériences exceptionnelles à nos plus de 17 millions de clients au Canada, aux États Unis et dans 27 autres pays. Pour en savoir plus, visitez le site rbc.com/francais
Nous sommes fiers d'appuyer une grande diversité d'initiatives communautaires par des dons, des investissements dans la collectivité et le travail bénévole de nos employés. Pour de plus amples renseignements, visitez le site www.rbc.com/collectivite-impact-social.
Officer, Periodic Review
Top Benefits
About the role
Job Description
What is the opportunity?
Our client is a specialist provider of asset services, custody, payments and treasury services. Founded in 1864, they are the 10th largest bank worldwide and the 5th in North America, as measured by market capitalization. They are among a small group of highly rated global banks and are recognized time and time again for our financial strength, market leadership and philanthropic work.
This role works within the Client Due Diligence Team to support the Private Bank businesses, including but not limited to Periodic Reviews and name screening. The team ensures documents submitted by the front office are complete and compliant with internal policies and guidelines as well as global policy and regulatory standards.
Working hours : 9.00am – 6.00pm
Region : SG and HK
Working Arrangement : Hybrid
Travelling Allowance Provided
What will you do?
- Coordinate the ongoing periodic review program and trigger event review, and reviewing documentations submitted by the Front Office.
- Perform name screening and disposition in collaboration with front office, for both periodic review and account opening.
- Assess the AML risk rating for each account, including but not limited to reviewing results on KYC search engines and escalate to AML Compliance when necessary for additional review, advice and approval
- Review and re-assess client’s background and profile including source of wealth and assess plausibility of source of wealth corroborations and account activity review
- Report to the management on the status of Periodic review, highlight outstanding and significant risk items, and monitor outstanding items
- Update department procedures and policy manuals as and when required
- Assist in compliance or audit reviews, ad-hoc projects and control related matters
- Provide advice to the Front Office on the Client Due Diligence (CDD) queries
- Provide training to front office staffs
What do you need to succeed?
Must-have
- Minimum 2 years of working experience in a Financial Institution, preferably Private Bank.
- Experience in reviewing account documentation
- Experience in client profile review and source of wealth corroboration
- Some experience in AML compliance is an advantage
- Good spoken and written English and Mandarin
- Committed and responsible with a drive to ensure accuracy and completeness
Nice-to-have
- Familiarity with Avaloq system.
- Good spoken Cantonese will be an advantage
What’s in it for you?
Our Client thrive on the challenge to be their best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. Our Client care about each other, reaching their potential, making a difference to their communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including performance based bonuses, flexible benefits, and competitive compensation
- Leaders who support your development through coaching and managing opportunities
- A world-class training program in financial services
- A collaborative dynamic culture where personal initiative and hard work are recognized and rewarded
Job Skills
Anti-Money Laundering (AML), Communication, Data Gathering Analysis, Detail-Oriented, Financial Regulation, Fraud Risk Management, Group Problem Solving, Internal Controls, Operational Integrity, Process Management
Additional Job Details
Address:
PERSIARAN IRC 2, IOI RESORT CITY IOI CITY TOWER ONE:PUTRAJAYA
City:
Putrajaya
Country:
Malaysia
Work hours/week:
40
Employment Type:
Full time
Platform:
WEALTH MANAGEMENT
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2025-08-29
Application Deadline:
Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
About RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. Our success comes from the 94,000+ employees who leverage their imaginations and insights to bring our vision, values and strategy to life so we can help our clients thrive and communities prosper. As Canada's biggest bank and one of the largest in the world, based on market capitalization, we have a diversified business model with a focus on innovation and providing exceptional experiences to our more than 17 million clients in Canada, the U.S. and 27 other countries. Learn more at rbc.com. We are proud to support a broad range of community initiatives through donations, community investments and employee volunteer activities. See how at www.rbc.com/community-social-impact.
La Banque Royale du Canada est une institution financière mondiale définie par sa raison d'être, guidée par des principes et orientée vers l'excellence en matière de rendement. Notre succès est attribuable aux quelque 94 000+ employés qui mettent à profit leur créativité et leur savoir faire pour concrétiser notre vision, nos valeurs et notre stratégie afin que nous puissions contribuer à la prospérité de nos clients et au dynamisme des collectivités. Selon la capitalisation boursière, nous sommes la plus importante banque du Canada et l'une des plus grandes banques du monde. Nous avons adopté un modèle d'affaires diversifié axé sur l'innovation et l'offre d'expériences exceptionnelles à nos plus de 17 millions de clients au Canada, aux États Unis et dans 27 autres pays. Pour en savoir plus, visitez le site rbc.com/francais
Nous sommes fiers d'appuyer une grande diversité d'initiatives communautaires par des dons, des investissements dans la collectivité et le travail bénévole de nos employés. Pour de plus amples renseignements, visitez le site www.rbc.com/collectivite-impact-social.