Senior Analyst Lead - Regulatory & Risk Reporting
About the role
Job Description
What you will do?
- To ensure all controls are completed in line with the departmental procedures.
- To assist the Team Manager / Department Head on projects, process improvements or new business initiatives as requested.
- To continue to develop product / market knowledge to ensure daily processes are appropriate to reduce operational risks.
- To escalate any unusual behavior as well as any processing issues to the Team Manager or above in a timely manner following the Operations Escalation Policy.
- To understand and know how to locate central RBC policies.
- To ensure procedures are up to date and follow RBC Policies.
- To investigate any processing issues and recommend a course of action to the Team Manager.
- Although the employee has no designated authorities in terms of budget, the financial loss potential for the function can be considerable, both in terms of financial loss, and loss of faith in RBC, and therefore future business.
- The assignee must uphold the reputation of RBC and Business Client Services at all times.
- Must escalate operational risk events, control deficiencies and risks on a timely basis.
- The position supports Capital Markets trading businesses, brokers and external clients.
More about the role:
- This position is full time and will require you to work a minimum of 4 days in the office per week with the option to work one day from home.
- The role is part of the Regulatory Services team within Business and Client Services to perform regulatory reporting control reviews and control process that touch across all asset classes. Specific responsibility related to the control process for the Transaction / Regulatory Reporting function within Regulatory Services.
- Partner across BCS, IT and associated business functions representing BCS needs and requirements. The position requires a deep understanding of BCS business processes and controls and in particular definition of their needs around reporting obligations.
What do you need to succeed:
- 3-5 years’ experience
- Good knowledge of Trade and Transaction reporting is preferred
- Degree educated
- Good knowledge of MIFID, EMIR and SFTR Regulations would be preferred but not essential. The ability to perform analysis of business processes and implement change as appropriate. Must possess a high degree of PC literacy and experience.
Nice to have:
- Strong leadership and brand building for Business and
- Client Services
- Breakthrough/Innovative thinking
- Customer Insight
- Calm, logical approach to all situations
- Teamwork, Cooperation and Collaboration
- Effective Communicator, both verbal and written
- Adapt to and drive change
- High degree of accuracy and attention to detail
- Able to work under pressure against unmovable deadlines
- Builds strong working relationships with colleagues to
- leverage knowledge and expertise
Job Skills
Auditing, Audits Compliance, Communication, Data Gathering Analysis, Detail- Oriented, Due Diligence, Financial Products, Financial Regulation, Innovation, Internal Controls, Leadership, Organizational Governance, Process Management, Quality Orientation
Additional Job Details
Address:
PERSIARAN IRC 2, IOI RESORT CITY IOI CITY TOWER ONE:PUTRAJAYA
City:
Putrajaya
Country:
Malaysia
Work hours/week:
40
Employment Type:
Full time
Platform:
CAPITAL MARKETS
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2025-08-29
Application Deadline:
2025-10-31
About RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. Our success comes from the 94,000+ employees who leverage their imaginations and insights to bring our vision, values and strategy to life so we can help our clients thrive and communities prosper. As Canada's biggest bank and one of the largest in the world, based on market capitalization, we have a diversified business model with a focus on innovation and providing exceptional experiences to our more than 17 million clients in Canada, the U.S. and 27 other countries. Learn more at rbc.com. We are proud to support a broad range of community initiatives through donations, community investments and employee volunteer activities. See how at www.rbc.com/community-social-impact.
La Banque Royale du Canada est une institution financière mondiale définie par sa raison d'être, guidée par des principes et orientée vers l'excellence en matière de rendement. Notre succès est attribuable aux quelque 94 000+ employés qui mettent à profit leur créativité et leur savoir faire pour concrétiser notre vision, nos valeurs et notre stratégie afin que nous puissions contribuer à la prospérité de nos clients et au dynamisme des collectivités. Selon la capitalisation boursière, nous sommes la plus importante banque du Canada et l'une des plus grandes banques du monde. Nous avons adopté un modèle d'affaires diversifié axé sur l'innovation et l'offre d'expériences exceptionnelles à nos plus de 17 millions de clients au Canada, aux États Unis et dans 27 autres pays. Pour en savoir plus, visitez le site rbc.com/francais
Nous sommes fiers d'appuyer une grande diversité d'initiatives communautaires par des dons, des investissements dans la collectivité et le travail bénévole de nos employés. Pour de plus amples renseignements, visitez le site www.rbc.com/collectivite-impact-social.
Senior Analyst Lead - Regulatory & Risk Reporting
About the role
Job Description
What you will do?
- To ensure all controls are completed in line with the departmental procedures.
- To assist the Team Manager / Department Head on projects, process improvements or new business initiatives as requested.
- To continue to develop product / market knowledge to ensure daily processes are appropriate to reduce operational risks.
- To escalate any unusual behavior as well as any processing issues to the Team Manager or above in a timely manner following the Operations Escalation Policy.
- To understand and know how to locate central RBC policies.
- To ensure procedures are up to date and follow RBC Policies.
- To investigate any processing issues and recommend a course of action to the Team Manager.
- Although the employee has no designated authorities in terms of budget, the financial loss potential for the function can be considerable, both in terms of financial loss, and loss of faith in RBC, and therefore future business.
- The assignee must uphold the reputation of RBC and Business Client Services at all times.
- Must escalate operational risk events, control deficiencies and risks on a timely basis.
- The position supports Capital Markets trading businesses, brokers and external clients.
More about the role:
- This position is full time and will require you to work a minimum of 4 days in the office per week with the option to work one day from home.
- The role is part of the Regulatory Services team within Business and Client Services to perform regulatory reporting control reviews and control process that touch across all asset classes. Specific responsibility related to the control process for the Transaction / Regulatory Reporting function within Regulatory Services.
- Partner across BCS, IT and associated business functions representing BCS needs and requirements. The position requires a deep understanding of BCS business processes and controls and in particular definition of their needs around reporting obligations.
What do you need to succeed:
- 3-5 years’ experience
- Good knowledge of Trade and Transaction reporting is preferred
- Degree educated
- Good knowledge of MIFID, EMIR and SFTR Regulations would be preferred but not essential. The ability to perform analysis of business processes and implement change as appropriate. Must possess a high degree of PC literacy and experience.
Nice to have:
- Strong leadership and brand building for Business and
- Client Services
- Breakthrough/Innovative thinking
- Customer Insight
- Calm, logical approach to all situations
- Teamwork, Cooperation and Collaboration
- Effective Communicator, both verbal and written
- Adapt to and drive change
- High degree of accuracy and attention to detail
- Able to work under pressure against unmovable deadlines
- Builds strong working relationships with colleagues to
- leverage knowledge and expertise
Job Skills
Auditing, Audits Compliance, Communication, Data Gathering Analysis, Detail- Oriented, Due Diligence, Financial Products, Financial Regulation, Innovation, Internal Controls, Leadership, Organizational Governance, Process Management, Quality Orientation
Additional Job Details
Address:
PERSIARAN IRC 2, IOI RESORT CITY IOI CITY TOWER ONE:PUTRAJAYA
City:
Putrajaya
Country:
Malaysia
Work hours/week:
40
Employment Type:
Full time
Platform:
CAPITAL MARKETS
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2025-08-29
Application Deadline:
2025-10-31
About RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. Our success comes from the 94,000+ employees who leverage their imaginations and insights to bring our vision, values and strategy to life so we can help our clients thrive and communities prosper. As Canada's biggest bank and one of the largest in the world, based on market capitalization, we have a diversified business model with a focus on innovation and providing exceptional experiences to our more than 17 million clients in Canada, the U.S. and 27 other countries. Learn more at rbc.com. We are proud to support a broad range of community initiatives through donations, community investments and employee volunteer activities. See how at www.rbc.com/community-social-impact.
La Banque Royale du Canada est une institution financière mondiale définie par sa raison d'être, guidée par des principes et orientée vers l'excellence en matière de rendement. Notre succès est attribuable aux quelque 94 000+ employés qui mettent à profit leur créativité et leur savoir faire pour concrétiser notre vision, nos valeurs et notre stratégie afin que nous puissions contribuer à la prospérité de nos clients et au dynamisme des collectivités. Selon la capitalisation boursière, nous sommes la plus importante banque du Canada et l'une des plus grandes banques du monde. Nous avons adopté un modèle d'affaires diversifié axé sur l'innovation et l'offre d'expériences exceptionnelles à nos plus de 17 millions de clients au Canada, aux États Unis et dans 27 autres pays. Pour en savoir plus, visitez le site rbc.com/francais
Nous sommes fiers d'appuyer une grande diversité d'initiatives communautaires par des dons, des investissements dans la collectivité et le travail bénévole de nos employés. Pour de plus amples renseignements, visitez le site www.rbc.com/collectivite-impact-social.