Associate Director - AML Financial Investigations Unit (FIU), Wealth Management
Top Benefits
About the role
What is the Opportunity?
The role will deputise for the Director, Wealth FIU in leading and overseeing aspects of the investigations program covering RBC Wealth businesses globally.
The Associate Director will support the Director, Wealth FIU in the development of the investigations framework for Enterprise Strategic Clients and other global initiatives as required.
What will you do?
- Deputising for Director, Wealth FIU in meeting all regulatory and legislative requirements;
- Leading on aspects of the development of global investigations frameworks;
- Leading on aspects of the development of global investigations initiatives;
- Investigating complex caseloads;
- Investigating transaction monitoring and name screening escalations;
- Providing responses to Regulatory Authorities and Law Enforcement Agencies, as required;
- Providing AML counsel and guidance to Front Office, Compliance, Legal, Operations and other functions on the firm's suspicious activity reporting framework;
- Production of accurate MI and Management Reporting.
What do you need to succeed?
Must-have
- Strong experience of conducting money laundering / terrorist financing investigations (a background in either law enforcement or financial services environment);
- Very good understanding of the UK and international AML and CTF, Economic Sanctions and ABAC legal and regulatory environment;
- Strong technical product knowledge across Wealth Management offerings;
- Excellent written and verbal skills;
- Strong analytical and investigation skills;
- Ability to understand and articulate financial crime risks as perceived in specific cases and more broadly;
- Excellent attention to detail;
- Ability to influence and direct internal and external colleagues;
- Flexibility in attitude and approach;
- Initiative and organisation.
Nice-to-have
- The AML Associate Director will ideally possess or will be working towards a relevant qualification in product mechanics (i.e. CISI Diploma in Wealth Management).
What is in it for you?
We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation.
- Leaders who support your development through coaching and managing opportunities.
- Opportunities to work with the best in the field.
- Ability to make a difference and lasting impact.
- Work in a dynamic, collaborative, progressive, and high-performing team.
- A world-class training program in financial services.
About RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. Our success comes from the 94,000+ employees who leverage their imaginations and insights to bring our vision, values and strategy to life so we can help our clients thrive and communities prosper. As Canada's biggest bank and one of the largest in the world, based on market capitalization, we have a diversified business model with a focus on innovation and providing exceptional experiences to our more than 17 million clients in Canada, the U.S. and 27 other countries. Learn more at rbc.com. We are proud to support a broad range of community initiatives through donations, community investments and employee volunteer activities. See how at www.rbc.com/community-social-impact.
La Banque Royale du Canada est une institution financière mondiale définie par sa raison d'être, guidée par des principes et orientée vers l'excellence en matière de rendement. Notre succès est attribuable aux quelque 94 000+ employés qui mettent à profit leur créativité et leur savoir faire pour concrétiser notre vision, nos valeurs et notre stratégie afin que nous puissions contribuer à la prospérité de nos clients et au dynamisme des collectivités. Selon la capitalisation boursière, nous sommes la plus importante banque du Canada et l'une des plus grandes banques du monde. Nous avons adopté un modèle d'affaires diversifié axé sur l'innovation et l'offre d'expériences exceptionnelles à nos plus de 17 millions de clients au Canada, aux États Unis et dans 27 autres pays. Pour en savoir plus, visitez le site rbc.com/francais
Nous sommes fiers d'appuyer une grande diversité d'initiatives communautaires par des dons, des investissements dans la collectivité et le travail bénévole de nos employés. Pour de plus amples renseignements, visitez le site www.rbc.com/collectivite-impact-social.
Associate Director - AML Financial Investigations Unit (FIU), Wealth Management
Top Benefits
About the role
What is the Opportunity?
The role will deputise for the Director, Wealth FIU in leading and overseeing aspects of the investigations program covering RBC Wealth businesses globally.
The Associate Director will support the Director, Wealth FIU in the development of the investigations framework for Enterprise Strategic Clients and other global initiatives as required.
What will you do?
- Deputising for Director, Wealth FIU in meeting all regulatory and legislative requirements;
- Leading on aspects of the development of global investigations frameworks;
- Leading on aspects of the development of global investigations initiatives;
- Investigating complex caseloads;
- Investigating transaction monitoring and name screening escalations;
- Providing responses to Regulatory Authorities and Law Enforcement Agencies, as required;
- Providing AML counsel and guidance to Front Office, Compliance, Legal, Operations and other functions on the firm's suspicious activity reporting framework;
- Production of accurate MI and Management Reporting.
What do you need to succeed?
Must-have
- Strong experience of conducting money laundering / terrorist financing investigations (a background in either law enforcement or financial services environment);
- Very good understanding of the UK and international AML and CTF, Economic Sanctions and ABAC legal and regulatory environment;
- Strong technical product knowledge across Wealth Management offerings;
- Excellent written and verbal skills;
- Strong analytical and investigation skills;
- Ability to understand and articulate financial crime risks as perceived in specific cases and more broadly;
- Excellent attention to detail;
- Ability to influence and direct internal and external colleagues;
- Flexibility in attitude and approach;
- Initiative and organisation.
Nice-to-have
- The AML Associate Director will ideally possess or will be working towards a relevant qualification in product mechanics (i.e. CISI Diploma in Wealth Management).
What is in it for you?
We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation.
- Leaders who support your development through coaching and managing opportunities.
- Opportunities to work with the best in the field.
- Ability to make a difference and lasting impact.
- Work in a dynamic, collaborative, progressive, and high-performing team.
- A world-class training program in financial services.
About RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. Our success comes from the 94,000+ employees who leverage their imaginations and insights to bring our vision, values and strategy to life so we can help our clients thrive and communities prosper. As Canada's biggest bank and one of the largest in the world, based on market capitalization, we have a diversified business model with a focus on innovation and providing exceptional experiences to our more than 17 million clients in Canada, the U.S. and 27 other countries. Learn more at rbc.com. We are proud to support a broad range of community initiatives through donations, community investments and employee volunteer activities. See how at www.rbc.com/community-social-impact.
La Banque Royale du Canada est une institution financière mondiale définie par sa raison d'être, guidée par des principes et orientée vers l'excellence en matière de rendement. Notre succès est attribuable aux quelque 94 000+ employés qui mettent à profit leur créativité et leur savoir faire pour concrétiser notre vision, nos valeurs et notre stratégie afin que nous puissions contribuer à la prospérité de nos clients et au dynamisme des collectivités. Selon la capitalisation boursière, nous sommes la plus importante banque du Canada et l'une des plus grandes banques du monde. Nous avons adopté un modèle d'affaires diversifié axé sur l'innovation et l'offre d'expériences exceptionnelles à nos plus de 17 millions de clients au Canada, aux États Unis et dans 27 autres pays. Pour en savoir plus, visitez le site rbc.com/francais
Nous sommes fiers d'appuyer une grande diversité d'initiatives communautaires par des dons, des investissements dans la collectivité et le travail bénévole de nos employés. Pour de plus amples renseignements, visitez le site www.rbc.com/collectivite-impact-social.