AVP, Compliance (Internal Controls)
About the role
Our Client Our client is an independent Canadian investment management firm focused on investment funds and asset management solutions for advisors and institutional clients. The organization operates across investment fund management, portfolio management, and exempt market activities and is known for its entrepreneurial culture, lean team structure, and hands-on operating environment.
The Opportunity Our client is seeking an Associate Vice President, Compliance to join its growing compliance function. Reporting to the Chief Compliance Officer, the role will play a key part in enhancing and evolving the firm’s compliance control framework, monitoring and testing program, and broader governance structure as the business continues to scale.
This is a highly visible individual contributor role suited to someone who can operate strategically while also being hands-on in execution. The organization is looking for a sophisticated thinker who can independently assess, build, test, and improve compliance controls and processes in a practical, business-oriented way.
Ideal Candidate Profile The team is open to candidates from a variety of backgrounds, including: Asset management, investment fund, banking, or broader financial services organizations Compliance, governance, controls, risk management, or internal audit functions Big Four / advisory firms supporting investment management or regulated financial services clients
Key areas of experience and expertise include: Compliance control frameworks and governance Risk assessments and controls testing Monitoring and surveillance programs Program maturity, process improvement, and scalable controls Canadian securities regulation and regulated financial services environments (OSC; CSA regulated entity experience) Stakeholder engagement and senior management reporting
The ideal candidate will be practical, strategic, and highly hands-on. The organization is specifically seeking someone comfortable working in a lean environment who is willing to execute the work directly rather than manage through large support teams.
LI REF# 1681
Not the right fit? Search for AVP, Compliance jobs in Toronto, Ontario, Canada
About BJRC Recruiting
At BJRC Recruiting, we’re dedicated to finding and placing top tier talent in two verticals, Legal & Compliance and Finance & Accounting.
Our team of experts have many years of industry experience, in both Legal & Compliance as well and Finance & Accounting.
As specialist recruitment consultants, we only work on roles in which we have current, accurate industry knowledge. We believe in investing time to strategically evaluate your business’ culture and needs.
On behalf of our clients, we evaluate experience and use a technical screening process to match top tier professionals with our clients.
Our services are built on integrity and open communication to ensure all client requests are met and results are achieved.
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AVP, Compliance (Internal Controls)
About the role
Our Client Our client is an independent Canadian investment management firm focused on investment funds and asset management solutions for advisors and institutional clients. The organization operates across investment fund management, portfolio management, and exempt market activities and is known for its entrepreneurial culture, lean team structure, and hands-on operating environment.
The Opportunity Our client is seeking an Associate Vice President, Compliance to join its growing compliance function. Reporting to the Chief Compliance Officer, the role will play a key part in enhancing and evolving the firm’s compliance control framework, monitoring and testing program, and broader governance structure as the business continues to scale.
This is a highly visible individual contributor role suited to someone who can operate strategically while also being hands-on in execution. The organization is looking for a sophisticated thinker who can independently assess, build, test, and improve compliance controls and processes in a practical, business-oriented way.
Ideal Candidate Profile The team is open to candidates from a variety of backgrounds, including: Asset management, investment fund, banking, or broader financial services organizations Compliance, governance, controls, risk management, or internal audit functions Big Four / advisory firms supporting investment management or regulated financial services clients
Key areas of experience and expertise include: Compliance control frameworks and governance Risk assessments and controls testing Monitoring and surveillance programs Program maturity, process improvement, and scalable controls Canadian securities regulation and regulated financial services environments (OSC; CSA regulated entity experience) Stakeholder engagement and senior management reporting
The ideal candidate will be practical, strategic, and highly hands-on. The organization is specifically seeking someone comfortable working in a lean environment who is willing to execute the work directly rather than manage through large support teams.
LI REF# 1681
Not the right fit? Search for AVP, Compliance jobs in Toronto, Ontario, Canada
About BJRC Recruiting
At BJRC Recruiting, we’re dedicated to finding and placing top tier talent in two verticals, Legal & Compliance and Finance & Accounting.
Our team of experts have many years of industry experience, in both Legal & Compliance as well and Finance & Accounting.
As specialist recruitment consultants, we only work on roles in which we have current, accurate industry knowledge. We believe in investing time to strategically evaluate your business’ culture and needs.
On behalf of our clients, we evaluate experience and use a technical screening process to match top tier professionals with our clients.
Our services are built on integrity and open communication to ensure all client requests are met and results are achieved.