Associate Director, AML Compliance Advisory
Top Benefits
About the role
Job Description
What is the opportunity?
You will be working as part of the UK AML Compliance Advisory Team.
You will primarily be supporting the Capital Markets (CM) Europe in the UK and Europe, managing financial crime risk including money laundering, terrorist financing, economic sanctions and bribery & corruption through predominantly advising, but also monitoring and investigating adherence to relevant regulatory rules and industry standards.
The role will also provide support to other AML Compliance functions as required.
What will you do?
- To support the Head of AML Compliance Europe & Asia in meeting all regulatory and legislative requirements.
- Provide counsel and guidance to the Capital Markets (CM) and Investor & Treasury Services (I&TS), support functions, Compliance, Legal, Operations and other functions in respect of RBCs AML Compliance framework.
- Development and implementation of local and regional policies and procedures to ensure they meet with Enterprise Policy, Control Standards & Guidance.
- Tracking and resolving regulatory, audit and internal compliance findings.
- Reviewing and opining on client risk rating to ensure all clients are appropriately risk rated in line with risk rating methodology and providing counsel and guidance to Senior Management where necessary.
- Support and enhance management reporting in order to enable the firm to assess and enhance its Financial Crime framework and report same to Senior Management and external authorities as required.
- Assist in the delivery of financial crime related training to key stakeholders
- Provide support to other AML Compliance functions (including Wealth Management, Financial Investigation, Monitoring and testing and governance) where required.
- Assist, where required, with the ABAC framework across UK and European businesses and functions.
- Provide support in relation to other AML Compliance projects and tasks where required.
- Working under the supervision of the Director AML, Capital Markets Europe, Investor & Treasury Services UK and Global Asset Management UK to develop the Financial Crime framework in the UK and Europe.
- Position will support all CM, I& TS and GAM business segments in the UK. Guidance with respect to the management of high risk clients from an AML, CTF, ES and ABC perspective Policy exceptions (with respect to local or enterprise requirements). Authority to recommend communication / training requirements for businesses. Authority to approve release or alternative action for payment and client screening hits Liaison with relevant regulators and law enforcement agencies when required.
What do you need to succeed?
Must-have
- Solid background working within an AML Advisory function, preferably within Investment or Corporate Banking.
- Good understanding of the AML/Financial Crime legal and regulatory framework particularly across Europe.
- Educated to degree level or similar/equivalent.
- Professional qualification in AML / Financial Crime.
Nice-have
- AML Advisory experience within Investment or Corporate Banking.
What is in it for you?
We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation
- Leaders who support your development through coaching and managing opportunities
- Opportunities to work with the best in the field
- Ability to make a difference and lasting impact
- Work in a dynamic, collaborative, progressive, and high-performing team
- A world-class training program in financial services
- Flexible working options fully supported.
Agency Notice
_RBC Group does not accept agency resumés. Please do not forward resumés to our employees, nor any other company location. RBC Group only pay fees to agencies where they have entered into a prior agreement to do so and in any event do not pay fees related to unsolicited resumés. Please contact the Recruitment function for additio_nal details.
Job Skills
Anti-Money Laundering (AML), Business Perspective, Communication, Decision Making, Financial Regulation, Interpersonal Relationship Management, Operational Integrity, Organizational Governance, Process Management, Strategic Thinking
Additional Job Details
Address:
100 BISHOPSGATE:LONDON
City:
London
Country:
United Kingdom
Work hours/week:
35
Employment Type:
Full time
Platform:
GROUP RISK MANAGEMENT
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2025-10-13
Application Deadline:
2025-10-30
Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
About RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. Our success comes from the 94,000+ employees who leverage their imaginations and insights to bring our vision, values and strategy to life so we can help our clients thrive and communities prosper. As Canada's biggest bank and one of the largest in the world, based on market capitalization, we have a diversified business model with a focus on innovation and providing exceptional experiences to our more than 17 million clients in Canada, the U.S. and 27 other countries. Learn more at rbc.com. We are proud to support a broad range of community initiatives through donations, community investments and employee volunteer activities. See how at www.rbc.com/community-social-impact.
La Banque Royale du Canada est une institution financière mondiale définie par sa raison d'être, guidée par des principes et orientée vers l'excellence en matière de rendement. Notre succès est attribuable aux quelque 94 000+ employés qui mettent à profit leur créativité et leur savoir faire pour concrétiser notre vision, nos valeurs et notre stratégie afin que nous puissions contribuer à la prospérité de nos clients et au dynamisme des collectivités. Selon la capitalisation boursière, nous sommes la plus importante banque du Canada et l'une des plus grandes banques du monde. Nous avons adopté un modèle d'affaires diversifié axé sur l'innovation et l'offre d'expériences exceptionnelles à nos plus de 17 millions de clients au Canada, aux États Unis et dans 27 autres pays. Pour en savoir plus, visitez le site rbc.com/francais
Nous sommes fiers d'appuyer une grande diversité d'initiatives communautaires par des dons, des investissements dans la collectivité et le travail bénévole de nos employés. Pour de plus amples renseignements, visitez le site www.rbc.com/collectivite-impact-social.
Associate Director, AML Compliance Advisory
Top Benefits
About the role
Job Description
What is the opportunity?
You will be working as part of the UK AML Compliance Advisory Team.
You will primarily be supporting the Capital Markets (CM) Europe in the UK and Europe, managing financial crime risk including money laundering, terrorist financing, economic sanctions and bribery & corruption through predominantly advising, but also monitoring and investigating adherence to relevant regulatory rules and industry standards.
The role will also provide support to other AML Compliance functions as required.
What will you do?
- To support the Head of AML Compliance Europe & Asia in meeting all regulatory and legislative requirements.
- Provide counsel and guidance to the Capital Markets (CM) and Investor & Treasury Services (I&TS), support functions, Compliance, Legal, Operations and other functions in respect of RBCs AML Compliance framework.
- Development and implementation of local and regional policies and procedures to ensure they meet with Enterprise Policy, Control Standards & Guidance.
- Tracking and resolving regulatory, audit and internal compliance findings.
- Reviewing and opining on client risk rating to ensure all clients are appropriately risk rated in line with risk rating methodology and providing counsel and guidance to Senior Management where necessary.
- Support and enhance management reporting in order to enable the firm to assess and enhance its Financial Crime framework and report same to Senior Management and external authorities as required.
- Assist in the delivery of financial crime related training to key stakeholders
- Provide support to other AML Compliance functions (including Wealth Management, Financial Investigation, Monitoring and testing and governance) where required.
- Assist, where required, with the ABAC framework across UK and European businesses and functions.
- Provide support in relation to other AML Compliance projects and tasks where required.
- Working under the supervision of the Director AML, Capital Markets Europe, Investor & Treasury Services UK and Global Asset Management UK to develop the Financial Crime framework in the UK and Europe.
- Position will support all CM, I& TS and GAM business segments in the UK. Guidance with respect to the management of high risk clients from an AML, CTF, ES and ABC perspective Policy exceptions (with respect to local or enterprise requirements). Authority to recommend communication / training requirements for businesses. Authority to approve release or alternative action for payment and client screening hits Liaison with relevant regulators and law enforcement agencies when required.
What do you need to succeed?
Must-have
- Solid background working within an AML Advisory function, preferably within Investment or Corporate Banking.
- Good understanding of the AML/Financial Crime legal and regulatory framework particularly across Europe.
- Educated to degree level or similar/equivalent.
- Professional qualification in AML / Financial Crime.
Nice-have
- AML Advisory experience within Investment or Corporate Banking.
What is in it for you?
We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation
- Leaders who support your development through coaching and managing opportunities
- Opportunities to work with the best in the field
- Ability to make a difference and lasting impact
- Work in a dynamic, collaborative, progressive, and high-performing team
- A world-class training program in financial services
- Flexible working options fully supported.
Agency Notice
_RBC Group does not accept agency resumés. Please do not forward resumés to our employees, nor any other company location. RBC Group only pay fees to agencies where they have entered into a prior agreement to do so and in any event do not pay fees related to unsolicited resumés. Please contact the Recruitment function for additio_nal details.
Job Skills
Anti-Money Laundering (AML), Business Perspective, Communication, Decision Making, Financial Regulation, Interpersonal Relationship Management, Operational Integrity, Organizational Governance, Process Management, Strategic Thinking
Additional Job Details
Address:
100 BISHOPSGATE:LONDON
City:
London
Country:
United Kingdom
Work hours/week:
35
Employment Type:
Full time
Platform:
GROUP RISK MANAGEMENT
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2025-10-13
Application Deadline:
2025-10-30
Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
About RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. Our success comes from the 94,000+ employees who leverage their imaginations and insights to bring our vision, values and strategy to life so we can help our clients thrive and communities prosper. As Canada's biggest bank and one of the largest in the world, based on market capitalization, we have a diversified business model with a focus on innovation and providing exceptional experiences to our more than 17 million clients in Canada, the U.S. and 27 other countries. Learn more at rbc.com. We are proud to support a broad range of community initiatives through donations, community investments and employee volunteer activities. See how at www.rbc.com/community-social-impact.
La Banque Royale du Canada est une institution financière mondiale définie par sa raison d'être, guidée par des principes et orientée vers l'excellence en matière de rendement. Notre succès est attribuable aux quelque 94 000+ employés qui mettent à profit leur créativité et leur savoir faire pour concrétiser notre vision, nos valeurs et notre stratégie afin que nous puissions contribuer à la prospérité de nos clients et au dynamisme des collectivités. Selon la capitalisation boursière, nous sommes la plus importante banque du Canada et l'une des plus grandes banques du monde. Nous avons adopté un modèle d'affaires diversifié axé sur l'innovation et l'offre d'expériences exceptionnelles à nos plus de 17 millions de clients au Canada, aux États Unis et dans 27 autres pays. Pour en savoir plus, visitez le site rbc.com/francais
Nous sommes fiers d'appuyer une grande diversité d'initiatives communautaires par des dons, des investissements dans la collectivité et le travail bénévole de nos employés. Pour de plus amples renseignements, visitez le site www.rbc.com/collectivite-impact-social.