Salary Range: $70,000 - $75,000

Who we are: Canaccord Genuity (CG) is a leading independent full-service financial services firm, with operations in two principal segments of the securities industry:  wealth management and capital markets.  CG is driven by an unwavering commitment to build lasting client relationships – we achieve this by generating value for our individual, institutional, and corporate clients through comprehensive wealth management solutions and investment banking services.  We are a leading independent wealth management firm in Canada, and the leading mid-market provider of investment banking advisory, equity research, sales and trading services for corporations and institutions.

We pride ourselves on understanding our clients’ needs and finding innovative, bespoke solutions.  Our entrepreneurial and friendly team will challenge you to learn and grow every day.  We value great work and collaboration and strive to eliminate bureaucratic thinking.  We’re looking for talented people who thrive in a fast-paced environment and want to have an impact with innovative ideas and best practices.

Come be a part of our Canadian success story and help deliver superior experiences for our clients. At CG, we recognize that diversity across our business strengthens our client relationships and enables more innovative solutions.  We strongly encourage applications from all qualified individuals regardless of race, religion, colour, national origin, gender, sexual orientation, age, marital status, or disability status. CG provides an accessible candidate experience. If you need any accommodations throughout the interview process and beyond, please let us know.

Our Canadian operation, Canaccord Genuity Corp., is currently looking for a knowledgeable and motivated Supervisor to join our Settlements team. The successful candidate will have the ability to prioritize and manage a complex workload.

Responsibilities:

• Supervise day-to-day operations of Canadian, US, and International Equity and Fixed Income Settlements at Canaccord Genuity;
• Assist with the annual review and update of Business Impact Analysis and Business Resumption Plan;
• Participate in biannual review of ICFR narratives and support Internal Audit’s Departmental Controls review;
• Coordinate with Equity Capital Markets/Debt Capital Markets on Settlement logistics for Canaccord-led deals in CDS or DTC;
• Liaise with industry committees as needed;
• Foster strong relationships with peers within Canaccord and across the industry to share ideas and knowledge;
• Collaborate with internal & regulatory auditors as required;
• Support the growth & development of Settlements team members to enable superior service to our internal and external clients;
• Contribute to efficiency initiatives and support change implementation;
• Provide input for staff performance reviews;
• Perform special projects as assigned.

Skills & Qualifications:

• Minimum of 5 years experience in a key Financial Services Operations business unit;
• Extensive hands-on experience with CDS and DTC procedures and rules, including risk and collateral management functions;
• Understanding of Buy-in principles in Canada and the US, including Reg SHO;
• Experience with settlements in UK, Europe, and Australia an asset;
• Understanding of National Instrument 24-101 & CIRO CDS TRAX DP Trade Match Comparison are assets;
• Strong commitment to professional and client service excellence;
• Familiarity with and understanding of interdependencies with other Operational teams an asset;
• Ability to think strategically and adapt to change;
• Excellent analytical and problem-solving skills;
• Ability to meet deadlines and work under pressure while maintaining a keen attention to detail;
• Strong interpersonal and supervisory skills;
• Superior verbal and written communication skills;
• Strong analytical skills to support efficiencies;
• Advanced MS Office skills (Excel, Word, Outlook);
• Knowledge of Broadridge Dataphile, CDS, DTC and ARROW required.

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All applications will be held in strict confidence.

In order to be considered for employment, candidates selected for interviews will be required to show proof of citizenship, permanent residence or eligibility to work in Canada with no restrictions.

Protecting your online safety: Canaccord Genuity and its affiliates do not use text messages for recruitment purposes. If you have received a text message claiming to be from CG or an authorized representative regarding job recruitment, please treat as fraudulent and do not respond.

We wish to thank all candidates for their interest but only those applicants selected for an interview will be contacted. No phone calls please. Thank you for your understanding.