Compliance Analyst, Enterprise AML & Payments
Top Benefits
About the role
Questrade Financial Group (QFG), through its companies - Questrade, Inc., Questrade Wealth Management Inc., Community Trust Company, ThinkInsure, Zolo, and Flexiti, provides securities and foreign currency investment, professionally managed investment portfolios, mortgages, insurance, real estate services, financial services and more. Questrade uses cutting-edge technologies to develop innovative products that give customers better, more affordable ways to take control of their money.
We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about our mission and each other. Your team members will help you conquer challenges, push boundaries and discover what you are truly capable of.
This is a place where you can explore, discover and learn with continuous growth. As a diverse and inclusive place to work, with a hybrid working environment you can unleash your creativity and curiosity with no limits. If you share the same sense of infinite possibility, come shape your future at QFG.
What’s in it for you as an employee of QFG?
- Health & wellbeing resources and programs
- Paid vacation, personal, and sick days for work-life balance
- Competitive compensation and benefits packages
- Work-life balance in a hybrid environment with at least 3 days in office
- Career growth and development opportunities
- Opportunities to contribute to community causes
- Work with diverse team members in an inclusive and collaborative environment
We’re looking for our next Compliance Analyst, Enterprise AML & Payments. Could It Be You?
The purpose of the Compliance Analyst is to assist Questrade Financial Group in complying with anti-money laundering (AML) and anti-terrorist financing (ATF) legislation, and complying with Questrade Financial Group’s internal AML and ATF policies and procedures. This will be achieved through the day-to-day activities performed under the supervision of the AML Compliance Supervisor
Questrade Financial Group is seeking a candidate who is interested in pursuing a career in compliance. We are seeking a motivated individual with strong organization skills, solid oral and written communication skills, attention to detail, exceptional follow-through and success in building relationships with business partners.
The Compliance Analyst shall be responsible for adhering to all aspects of Questrade Financial Group’s AML and ATF policies and procedures and for documenting all cases referred for compliance review.
Need more details? Keep reading…
In this role, responsibilities of the Compliance Analyst include but are not limited to:
- Performing day-to-day activities associated with Questrade Financial Group’s AML and ATF program, as assigned
- Performing daily monitoring transactions
- Gathering information for case work
- Performing initial reviews of unusual activity referred for compliance review
- Providing recommendations based on his/her research to the leadership team
- Filing of suspicious transaction reports
- Providing ongoing support to the compliance department
- Performing other duties, as assigned
The Compliance Analyst is expected to:
- Be proficient in with FINTRAC Guidelines
- Become proficient in Questrade Financial Group’s compliance policies and procedures
- Become proficient in Questrade Financial Group’s data management systems, including QOffice, BPS and FSS
- Establish positive relationships with internal clients in other business units
- Work cooperatively with multiple departments during investigations
- Become a subject matter expert in Questrade Financial Group’s AML and ATF policies, and assess and respond to internal client requests appropriately
- Take ownership of processing and completing of all tasks as assigned
So are YOU our next Compliance Analyst, Enterprise AML & Payments? You are if you…
- Have a minimum of 2 years’ experience in the Canadian financial industry
- Have the Canadian Securities Course (CSC)
- Are proficient in Microsoft Excel and Word
- Have a Post-secondary degree/diploma in related field
- Have 6-12 months experience with an IIROC member firm or equivalent Financial Institution
- Have knowledge of the investment industry
Additional kudos if you…
Have one of the following Professional Development Recommendations:
- Conduct and Practice Handbook Course (CPH)
- Solid knowledge of FINTRAC Guidelines for securities dealers
- AML industry continuing education courses
- Participation in industry associations, conferences and workshops
Additional Information…
- Please note this role will be required to be in office 3 days a week
Sounds like you? Click below to apply!
#LI-LB1
#LI-Hybrid
At Questrade Financial Group of Companies, with multiple office locations around the world, we are committed to fostering a diverse, inclusive and accessible work environment. This is an environment where individuals are treated with dignity and respect. Here, the unique skills and experience you bring will be valued. You will be supported and motivated, so that you can harness your unlimited potential. Our team reflects the diversity of the communities we serve and operate in. Having a collaborative and diverse team helps us push boundaries to bring the future of fintech into existence—not only for the benefit of our customers, but for those who build their career with us.
Questrade Financial Group of companies Applicant Tracking System utilizes artificial intelligence (AI) for application screening. The AI system operates on predetermined criteria, with final decisions subject to human review.
Candidates selected for an interview will be contacted directly. If you require accommodation during the recruitment/selection process, please let us know and we will work with you to meet your needs.
About Questrade Financial Group
Questrade is an award-winning low-cost digital alternative to traditional banks that is changing the Canadian financial services industry. We empower Canadians by giving them better, more affordable ways to take control of their financial future by using cutting-edge technology to develop innovative products. Questrade offers Canadians an easy way to invest in securities and foreign currency and provides online wealth management and mortgage through the Questrade Group of Companies, with more financial products in development.
At Questrade, we care deeply about helping Canadians become much more financially successful and secure. We believe in infinite possibilities, not only for our customers but for those who build careers with us. Our exceptional culture and forward-thinking workplace policies make Questrade a great place to work and build a career. We are a collaborative, diverse team that shares the same sense of infinite opportunity. Our beliefs, values, and atmosphere make you feel part of something bigger than yourself.
Throughout our multiple worldwide offices, we are reshaping the way we work, offering flexible options that allow our people to work remotely, from the office, or a hybrid mix of both.
Whether you want to kick-start your career or accelerate it, Questrade is the place for you. We offer rich learning experiences and exciting career path possibilities. Here you will be challenged. You will make your path, constantly moving forward, bringing the future of fintech into existence.
Come shape your future at Questrade.
Compliance Analyst, Enterprise AML & Payments
Top Benefits
About the role
Questrade Financial Group (QFG), through its companies - Questrade, Inc., Questrade Wealth Management Inc., Community Trust Company, ThinkInsure, Zolo, and Flexiti, provides securities and foreign currency investment, professionally managed investment portfolios, mortgages, insurance, real estate services, financial services and more. Questrade uses cutting-edge technologies to develop innovative products that give customers better, more affordable ways to take control of their money.
We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about our mission and each other. Your team members will help you conquer challenges, push boundaries and discover what you are truly capable of.
This is a place where you can explore, discover and learn with continuous growth. As a diverse and inclusive place to work, with a hybrid working environment you can unleash your creativity and curiosity with no limits. If you share the same sense of infinite possibility, come shape your future at QFG.
What’s in it for you as an employee of QFG?
- Health & wellbeing resources and programs
- Paid vacation, personal, and sick days for work-life balance
- Competitive compensation and benefits packages
- Work-life balance in a hybrid environment with at least 3 days in office
- Career growth and development opportunities
- Opportunities to contribute to community causes
- Work with diverse team members in an inclusive and collaborative environment
We’re looking for our next Compliance Analyst, Enterprise AML & Payments. Could It Be You?
The purpose of the Compliance Analyst is to assist Questrade Financial Group in complying with anti-money laundering (AML) and anti-terrorist financing (ATF) legislation, and complying with Questrade Financial Group’s internal AML and ATF policies and procedures. This will be achieved through the day-to-day activities performed under the supervision of the AML Compliance Supervisor
Questrade Financial Group is seeking a candidate who is interested in pursuing a career in compliance. We are seeking a motivated individual with strong organization skills, solid oral and written communication skills, attention to detail, exceptional follow-through and success in building relationships with business partners.
The Compliance Analyst shall be responsible for adhering to all aspects of Questrade Financial Group’s AML and ATF policies and procedures and for documenting all cases referred for compliance review.
Need more details? Keep reading…
In this role, responsibilities of the Compliance Analyst include but are not limited to:
- Performing day-to-day activities associated with Questrade Financial Group’s AML and ATF program, as assigned
- Performing daily monitoring transactions
- Gathering information for case work
- Performing initial reviews of unusual activity referred for compliance review
- Providing recommendations based on his/her research to the leadership team
- Filing of suspicious transaction reports
- Providing ongoing support to the compliance department
- Performing other duties, as assigned
The Compliance Analyst is expected to:
- Be proficient in with FINTRAC Guidelines
- Become proficient in Questrade Financial Group’s compliance policies and procedures
- Become proficient in Questrade Financial Group’s data management systems, including QOffice, BPS and FSS
- Establish positive relationships with internal clients in other business units
- Work cooperatively with multiple departments during investigations
- Become a subject matter expert in Questrade Financial Group’s AML and ATF policies, and assess and respond to internal client requests appropriately
- Take ownership of processing and completing of all tasks as assigned
So are YOU our next Compliance Analyst, Enterprise AML & Payments? You are if you…
- Have a minimum of 2 years’ experience in the Canadian financial industry
- Have the Canadian Securities Course (CSC)
- Are proficient in Microsoft Excel and Word
- Have a Post-secondary degree/diploma in related field
- Have 6-12 months experience with an IIROC member firm or equivalent Financial Institution
- Have knowledge of the investment industry
Additional kudos if you…
Have one of the following Professional Development Recommendations:
- Conduct and Practice Handbook Course (CPH)
- Solid knowledge of FINTRAC Guidelines for securities dealers
- AML industry continuing education courses
- Participation in industry associations, conferences and workshops
Additional Information…
- Please note this role will be required to be in office 3 days a week
Sounds like you? Click below to apply!
#LI-LB1
#LI-Hybrid
At Questrade Financial Group of Companies, with multiple office locations around the world, we are committed to fostering a diverse, inclusive and accessible work environment. This is an environment where individuals are treated with dignity and respect. Here, the unique skills and experience you bring will be valued. You will be supported and motivated, so that you can harness your unlimited potential. Our team reflects the diversity of the communities we serve and operate in. Having a collaborative and diverse team helps us push boundaries to bring the future of fintech into existence—not only for the benefit of our customers, but for those who build their career with us.
Questrade Financial Group of companies Applicant Tracking System utilizes artificial intelligence (AI) for application screening. The AI system operates on predetermined criteria, with final decisions subject to human review.
Candidates selected for an interview will be contacted directly. If you require accommodation during the recruitment/selection process, please let us know and we will work with you to meet your needs.
About Questrade Financial Group
Questrade is an award-winning low-cost digital alternative to traditional banks that is changing the Canadian financial services industry. We empower Canadians by giving them better, more affordable ways to take control of their financial future by using cutting-edge technology to develop innovative products. Questrade offers Canadians an easy way to invest in securities and foreign currency and provides online wealth management and mortgage through the Questrade Group of Companies, with more financial products in development.
At Questrade, we care deeply about helping Canadians become much more financially successful and secure. We believe in infinite possibilities, not only for our customers but for those who build careers with us. Our exceptional culture and forward-thinking workplace policies make Questrade a great place to work and build a career. We are a collaborative, diverse team that shares the same sense of infinite opportunity. Our beliefs, values, and atmosphere make you feel part of something bigger than yourself.
Throughout our multiple worldwide offices, we are reshaping the way we work, offering flexible options that allow our people to work remotely, from the office, or a hybrid mix of both.
Whether you want to kick-start your career or accelerate it, Questrade is the place for you. We offer rich learning experiences and exciting career path possibilities. Here you will be challenged. You will make your path, constantly moving forward, bringing the future of fintech into existence.
Come shape your future at Questrade.