Company Description ATB Wealth is the wealth management division of ATB Financial, providing a full range of investment and advisory services to individuals, families, and businesses. Its team of advisors offers tailored, proactive financial insight to help clients manage complexity and focus on their long-term goals. ATB Wealth emphasizes personalized strategies that adapt to changing markets and client circumstances, aiming to strengthen future financial plans and build confidence at every step. Services are delivered through ATB Financial and its licensed subsidiaries, including ATB Investment Management Inc. and ATB Securities Inc., which is a member of the Canadian Investor Protection Fund and Canadian Investment Regulatory Organization. Applicants can expect to join a client-focused organization committed to expert advice, innovation, and regulatory excellence. Role Description The Senior Manager, Compliance role is a full-time, on-site position based in Calgary, AB, responsible for leading compliance oversight for ATB Wealth and ensuring adherence to applicable regulatory requirements and internal policies. This role oversees the design, implementation, and continuous improvement of the compliance framework, including monitoring programs, risk assessments, controls testing, and reporting. The Senior Manager, Compliance collaborates with leadership, advisors, operations, and risk teams to interpret regulations, provide guidance, and embed compliant practices across business processes and client interactions. Day-to-day activities include reviewing and approving high-risk activities, investigating potential breaches or incidents, preparing compliance reports and dashboards, and coordinating responses to regulatory inquiries and audits. The role also involves developing and delivering compliance training, mentoring team members, and contributing to strategic initiatives that strengthen governance, client protection, and ethical conduct. Qualifications Strong knowledge of securities, wealth management, and financial services regulation in Canada, including CIRO and other relevant regulatory frameworks, and the ability to interpret and apply them in a practical business context. Experience designing and managing compliance programs, including risk assessments, monitoring and testing, incident management, policy development, and regulatory reporting. Proficiency in analyzing complex information, identifying compliance and operational risks, using data and metrics to support decision-making, and recommending effective control enhancements. Demonstrated leadership skills, including managing and coaching compliance professionals, influencing senior stakeholders, and fostering a culture of integrity and accountability. Excellent communication and interpersonal skills, with the ability to draft clear policies, reports, and guidance, and to deliver training and advice to a range of audiences. Relevant post-secondary education in law, business, finance, or a related field; professional designations such as CPA, CFA, LL.B/JD, CAMS, or compliance-related certifications are considered an asset. Prior experience in a senior compliance role within wealth management, asset management, or securities brokerage, preferably with exposure to supervisory responsibilities