Vice President, CLO Syndication
Top Benefits
About the role
What is the opportunity?
Support senior CLO New Issue professionals in managing the CLO syndication process, and at times, the CLO warehouse financing process.
What will you do?
Principal Responsibilities
- To support the origination and execution activities of RBC’s new issue CLO effort
- Work with the RBC sales force to help educate them on product, current transactions in market, and trends in CLO structures
- Prepare systems needed to execute a CLO syndicate process
- Execute and prepare sales tickets coordinating with sales and trading teams for settlement of trades
- Prepare and distribute P&L reports
- Generate and maintain issuance data base and analytics associated with historic execution
- Assist with special ad-hoc projects and initiatives as assigned
- Proactively identify operational risks/control deficiencies in the business
- Review and comply with Firm Policies applicable to your business activities
- Escalate operational risk loss events, control deficiencies and risks that you identify to your line manager and the relevant risk and control functions on a timely basis.
- Role supports global business and requires attention to detail on transactions
Key Relationships
- High Yield/Leveraged Loan Clients – These are CLO managers we will be working with on a regular basis
- ABS/CLO Sales – Key distribution members for the CLO products
- Syndicate Professionals
Working Conditions
- Work in fast paced, trading floor environment in NYC with a typical 5 day work week
- There may be the need to travel to visit clients and attend conferences.
What do you need to succeed?
- Strong analytic and quantitative skills – able to analyze numbers very well
- Familiarity/comfort with Bloomberg
- Strong MS, Excel, Word, PowerPoint are required
- Strong written and oral communications – comfort dealing with multiple counterparties in a high paced environment
- Ability to prioritize work flows and multi-task responsibilities including working for and with multiple people
- Positive attitude with a strong desire to help the desk achieve highest level of standards in all facets and functions with a willingness to perform beyond what is asked
- Solid understanding of HY Leveraged Loan / Structured Credit & Products / Mortgage Products
- Must have a strong desire to build profitable, trusting and long-term customer partnerships
- Must be consummate team player with a can-do attitude
- Minimum of 5 years’ experience in CLO/CDO or other structured products
- Series 7/63
The good-faith expected salary for the above position is $225,000 depending on factors including but not limited to the candidate’s experience, skills, registration status; market conditions; and business needs. This salary range does not include other elements of total compensation, including a discretionary bonus and benefits such as a 401(k) program with company-matching contributions; health, dental, vision, life and disability insurance; and paid time-off plan.
RBC’s compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:
- Drives RBC’s high-performance culture
- Enables collective achievement of our strategic goals
- Generates sustainable shareholder returns and above market shareholder value
Job Skills
Business Oriented, Creative Visioning, Customer Service, Delegating Tasks, Finance, Group Problem Solving, Marketing Strategy Implementation, Product Services, Strategic Thinking
Additional Job Details
Address:
BROOKFIELD PLACE FKA 3 WORLD FINANCIAL CENTER, 200 VESEY STREET:NEW YORK
City:
New York
Country:
United States of America
Work hours/week:
40
Employment Type:
Full time
Platform:
CAPITAL MARKETS
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2025-02-03
Application Deadline:
2025-12-31
Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
About RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. Our success comes from the 94,000+ employees who leverage their imaginations and insights to bring our vision, values and strategy to life so we can help our clients thrive and communities prosper. As Canada's biggest bank and one of the largest in the world, based on market capitalization, we have a diversified business model with a focus on innovation and providing exceptional experiences to our more than 17 million clients in Canada, the U.S. and 27 other countries. Learn more at rbc.com. We are proud to support a broad range of community initiatives through donations, community investments and employee volunteer activities. See how at www.rbc.com/community-social-impact.
La Banque Royale du Canada est une institution financière mondiale définie par sa raison d'être, guidée par des principes et orientée vers l'excellence en matière de rendement. Notre succès est attribuable aux quelque 94 000+ employés qui mettent à profit leur créativité et leur savoir faire pour concrétiser notre vision, nos valeurs et notre stratégie afin que nous puissions contribuer à la prospérité de nos clients et au dynamisme des collectivités. Selon la capitalisation boursière, nous sommes la plus importante banque du Canada et l'une des plus grandes banques du monde. Nous avons adopté un modèle d'affaires diversifié axé sur l'innovation et l'offre d'expériences exceptionnelles à nos plus de 17 millions de clients au Canada, aux États Unis et dans 27 autres pays. Pour en savoir plus, visitez le site rbc.com/francais
Nous sommes fiers d'appuyer une grande diversité d'initiatives communautaires par des dons, des investissements dans la collectivité et le travail bénévole de nos employés. Pour de plus amples renseignements, visitez le site www.rbc.com/collectivite-impact-social.
Vice President, CLO Syndication
Top Benefits
About the role
What is the opportunity?
Support senior CLO New Issue professionals in managing the CLO syndication process, and at times, the CLO warehouse financing process.
What will you do?
Principal Responsibilities
- To support the origination and execution activities of RBC’s new issue CLO effort
- Work with the RBC sales force to help educate them on product, current transactions in market, and trends in CLO structures
- Prepare systems needed to execute a CLO syndicate process
- Execute and prepare sales tickets coordinating with sales and trading teams for settlement of trades
- Prepare and distribute P&L reports
- Generate and maintain issuance data base and analytics associated with historic execution
- Assist with special ad-hoc projects and initiatives as assigned
- Proactively identify operational risks/control deficiencies in the business
- Review and comply with Firm Policies applicable to your business activities
- Escalate operational risk loss events, control deficiencies and risks that you identify to your line manager and the relevant risk and control functions on a timely basis.
- Role supports global business and requires attention to detail on transactions
Key Relationships
- High Yield/Leveraged Loan Clients – These are CLO managers we will be working with on a regular basis
- ABS/CLO Sales – Key distribution members for the CLO products
- Syndicate Professionals
Working Conditions
- Work in fast paced, trading floor environment in NYC with a typical 5 day work week
- There may be the need to travel to visit clients and attend conferences.
What do you need to succeed?
- Strong analytic and quantitative skills – able to analyze numbers very well
- Familiarity/comfort with Bloomberg
- Strong MS, Excel, Word, PowerPoint are required
- Strong written and oral communications – comfort dealing with multiple counterparties in a high paced environment
- Ability to prioritize work flows and multi-task responsibilities including working for and with multiple people
- Positive attitude with a strong desire to help the desk achieve highest level of standards in all facets and functions with a willingness to perform beyond what is asked
- Solid understanding of HY Leveraged Loan / Structured Credit & Products / Mortgage Products
- Must have a strong desire to build profitable, trusting and long-term customer partnerships
- Must be consummate team player with a can-do attitude
- Minimum of 5 years’ experience in CLO/CDO or other structured products
- Series 7/63
The good-faith expected salary for the above position is $225,000 depending on factors including but not limited to the candidate’s experience, skills, registration status; market conditions; and business needs. This salary range does not include other elements of total compensation, including a discretionary bonus and benefits such as a 401(k) program with company-matching contributions; health, dental, vision, life and disability insurance; and paid time-off plan.
RBC’s compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:
- Drives RBC’s high-performance culture
- Enables collective achievement of our strategic goals
- Generates sustainable shareholder returns and above market shareholder value
Job Skills
Business Oriented, Creative Visioning, Customer Service, Delegating Tasks, Finance, Group Problem Solving, Marketing Strategy Implementation, Product Services, Strategic Thinking
Additional Job Details
Address:
BROOKFIELD PLACE FKA 3 WORLD FINANCIAL CENTER, 200 VESEY STREET:NEW YORK
City:
New York
Country:
United States of America
Work hours/week:
40
Employment Type:
Full time
Platform:
CAPITAL MARKETS
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2025-02-03
Application Deadline:
2025-12-31
Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
About RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. Our success comes from the 94,000+ employees who leverage their imaginations and insights to bring our vision, values and strategy to life so we can help our clients thrive and communities prosper. As Canada's biggest bank and one of the largest in the world, based on market capitalization, we have a diversified business model with a focus on innovation and providing exceptional experiences to our more than 17 million clients in Canada, the U.S. and 27 other countries. Learn more at rbc.com. We are proud to support a broad range of community initiatives through donations, community investments and employee volunteer activities. See how at www.rbc.com/community-social-impact.
La Banque Royale du Canada est une institution financière mondiale définie par sa raison d'être, guidée par des principes et orientée vers l'excellence en matière de rendement. Notre succès est attribuable aux quelque 94 000+ employés qui mettent à profit leur créativité et leur savoir faire pour concrétiser notre vision, nos valeurs et notre stratégie afin que nous puissions contribuer à la prospérité de nos clients et au dynamisme des collectivités. Selon la capitalisation boursière, nous sommes la plus importante banque du Canada et l'une des plus grandes banques du monde. Nous avons adopté un modèle d'affaires diversifié axé sur l'innovation et l'offre d'expériences exceptionnelles à nos plus de 17 millions de clients au Canada, aux États Unis et dans 27 autres pays. Pour en savoir plus, visitez le site rbc.com/francais
Nous sommes fiers d'appuyer une grande diversité d'initiatives communautaires par des dons, des investissements dans la collectivité et le travail bénévole de nos employés. Pour de plus amples renseignements, visitez le site www.rbc.com/collectivite-impact-social.