At D.A. Davidson Companies, we identify and evaluate market trends, investment ideas and business opportunities, and turn them into actionable insights and strategies. Founded in 1935 as a small brokerage firm, D.A. Davidson has grown into a diversified financial services company comprised of seven distinct business units across the U.S. Through the years, our most important service has remained consistent: a personalized approach that reflects the individuality of each of our clients. As part of an employee-owned company, each of our associates has a unique perspective of success. We believe in doing what is right for our clients and are empowered to deliver high-impact solutions. We are with our clients every step of the way—leveraging our nationally-recognized research, capital markets and investment banking expertise, and a robust network of financial advisors. Clients not only benefit from our expansive platform of solutions and services, but also from strong values rooted in tradition and a deep sense of responsibility to our communities. Business units include: • Wealth Management • Trust Services • Investment Management • Equity Capital Markets • Investment Banking • Fixed Income Capital Markets
On-site · Quinte West
The Associate General Counsel will provide legal counsel on complex business affairs, manage litigation and regulatory matters, and oversee employment-related legal issues. The role also involves supervising legal staff, conducting internal investigations, and advising management on policy development and compliance.
On-site · Quinte West
The Problem & Change Governance Lead oversees IT application support practices, including problem management, change enablement, and knowledge-centered service. This role coordinates change schedules, facilitates CAB meetings, and ensures effective root-cause analysis and governance across technical and business teams.
On-site · Quinte West
The coordinator supports marketing initiatives by managing event logistics, including venue sourcing, vendor negotiations, and on-site troubleshooting. They are also responsible for creating and managing web-based registration sites and coordinating event collateral.
Remote · Denver, Colorado, United States, Great Falls, Montana, United States, Minneapolis, Minnesota, United States
The Compliance Examiner conducts onsite and virtual examinations of branch offices to ensure adherence to industry rules and firm policies. They also provide ongoing compliance guidance, manage data collection, and escalate identified issues to internal stakeholders.
On-site · Quinte West
Provides a blend of paralegal and administrative support to the General Counsel and legal team. Key duties include managing legal workflows, drafting documents, coordinating litigation discovery, and handling departmental administration.
