Senior Investigator - Banking and Securities
Top Benefits
About the role
This is an exciting opportunity for a Senior Investigator in Banking and Securities at a well-established organization that offers work-life balance. It is an excellent opportunity for a Lawyer with pertinent legal expertise to utilize their experience in a unique way. This Senior Investigator will play an integral role in the investigation and resolution of various complaints. Candidates should have a minimum of 5 years of pertinent experience. This position can be done remotely outside Ontario or hybrid in the GTA. This can be either a permanent position or a full time 1 year contract role.
Responsibilities
- Organize case files, review applicable documents and ascertain key issues and create investigation plans;
- Collect the necessary documents from relevant parties;
- Conduct applicable interviews and research, analyze data and communicate results to parties;
- Liaise with Managers, Investigators and/or Colleagues;
- Draft correspondence and settlement proposals and facilitate settlements;
- Draft investigation reports as applicable;
- Complete cases in a timely manner and reply to inquiries;
- Keep up to date with relevant industry trends and contribute to policy updates;
- Participate in industry training programs to enhance knowledge and skills; and
- Contribute to the development of the organization’s policies and procedures.
Requirements The ideal candidate will have:
- A minimum of 5 years of relevant banking and securities experience in a legal and regulatory environment;
- Legal experience in such applicable fields an asset;
- Professionalism, strong judgement, communication and analytical skills;
- Solid time management abilities;
- Excellent interviewing skills and research abilities;
- Ability to work effectively in a team dynamic;
- Proficiency with Microsoft Office and database applications; and
- Bilingualism (French and English) an asset.
This is an exciting opportunity to work as a Senior Investigator - Banking and Securities at a dynamic organization and work on sophisticated matters in a collegial milieu. If this describes you and you are interested in this excellent opportunity, then please send us your details.
We thank all applicants. Only those with the required expertise will be contacted.
About Life After Law
At Life After Law, we strive to be the partner of choice for our clients, meeting their national legal recruitment needs, by providing exceptional talent with the right cultural fit. We are the trusted advisor to our candidates, providing them with valuable market insight and diverse opportunities to achieve their career ambitions and dreams.
Our roots, as the first Canadian Legal Recruiter to focus on the non-traditional realm, provided us with a unique legal recruitment lens. We look at our candidates differently. Our experience has trained us to evaluate all our candidates more holistically than typical legal recruiters and has given us the ability to assess corporate and cultural fit in a way not generally expected or thought possible.
With our extensive national network, enhanced by our boutique personalized level of service, Life After Law can serve the national recruitment needs of your organization.
Senior Investigator - Banking and Securities
Top Benefits
About the role
This is an exciting opportunity for a Senior Investigator in Banking and Securities at a well-established organization that offers work-life balance. It is an excellent opportunity for a Lawyer with pertinent legal expertise to utilize their experience in a unique way. This Senior Investigator will play an integral role in the investigation and resolution of various complaints. Candidates should have a minimum of 5 years of pertinent experience. This position can be done remotely outside Ontario or hybrid in the GTA. This can be either a permanent position or a full time 1 year contract role.
Responsibilities
- Organize case files, review applicable documents and ascertain key issues and create investigation plans;
- Collect the necessary documents from relevant parties;
- Conduct applicable interviews and research, analyze data and communicate results to parties;
- Liaise with Managers, Investigators and/or Colleagues;
- Draft correspondence and settlement proposals and facilitate settlements;
- Draft investigation reports as applicable;
- Complete cases in a timely manner and reply to inquiries;
- Keep up to date with relevant industry trends and contribute to policy updates;
- Participate in industry training programs to enhance knowledge and skills; and
- Contribute to the development of the organization’s policies and procedures.
Requirements The ideal candidate will have:
- A minimum of 5 years of relevant banking and securities experience in a legal and regulatory environment;
- Legal experience in such applicable fields an asset;
- Professionalism, strong judgement, communication and analytical skills;
- Solid time management abilities;
- Excellent interviewing skills and research abilities;
- Ability to work effectively in a team dynamic;
- Proficiency with Microsoft Office and database applications; and
- Bilingualism (French and English) an asset.
This is an exciting opportunity to work as a Senior Investigator - Banking and Securities at a dynamic organization and work on sophisticated matters in a collegial milieu. If this describes you and you are interested in this excellent opportunity, then please send us your details.
We thank all applicants. Only those with the required expertise will be contacted.
About Life After Law
At Life After Law, we strive to be the partner of choice for our clients, meeting their national legal recruitment needs, by providing exceptional talent with the right cultural fit. We are the trusted advisor to our candidates, providing them with valuable market insight and diverse opportunities to achieve their career ambitions and dreams.
Our roots, as the first Canadian Legal Recruiter to focus on the non-traditional realm, provided us with a unique legal recruitment lens. We look at our candidates differently. Our experience has trained us to evaluate all our candidates more holistically than typical legal recruiters and has given us the ability to assess corporate and cultural fit in a way not generally expected or thought possible.
With our extensive national network, enhanced by our boutique personalized level of service, Life After Law can serve the national recruitment needs of your organization.