Senior Advisor Compliance Financial Markets
Top Benefits
About the role
Senior Advisor Compliance Financial Markets
Attendance
Hybrid
Job number
27533
Category
Senior Professional
Status: Permanent
Type of Contract
Permanent
Schedule: Full-Time
Full Time / Part Time?
Full-Time
Posting date
15-Jul-2025
Location: Montreal, Quebec
Area of Interest: Risk management
A career as a Senior Advisor Transaction Monitoring Anti-Money Laundering in the team of Financial Markets Compliance at National Bank is to be responsible and perform controls for AML transaction monitoring for Financial Markets.
Your role:
- Collaborate in implementing controls in line with PCMLTFA requirements adapted to the reality of financial markets.
- Conduct controls within the expected timeframes and quality standards.
- Participate in the development of unusual transaction detection scenarios adapted to the various sectors of activity in the Financial Markets.
- Understand business challenges, identify the requirements, and propose innovative strategies.
- Ensure end-to-end process control and monitor the various impacts of changes on the processes under his/her responsibility (regulatory changes, projects, transformation, etc.).
- Contribute to documenting and maintaining up-to-date documentation applicable to the activities under his/her responsibility.
- Prepare dashboard reports to management providing a view of trends resulting from the analyses under his/her responsibility
Your Team:
Within the Financial Markets Compliance sector, you will be part of a group of seasoned professionals and will report to the AML Senior Director. Our team stands out for its expertise, quality of delivery, collaboration, and a stimulating environment that fosters development.
We prioritize a variety of continuous learning methods to support your growth, including learning through action, access to training content, and collaboration with colleagues from diverse backgrounds and areas of expertise.
National Bank, Financial Markets is a leading Canadian financial services provider helping clients with their capital raising, risk management and advisory requirements. We provide products and services to corporate clients, institutional investors, and government entities. The firm has operations in Toronto, Montreal, Calgary, Vancouver, New York, London, Dublin, and Hong Kong.
Competencies Required
- University degree and 5 to 10 years of relevant experience in the securities industry;
- Experience in risk and controls;
- Knowledge of financial market operations and products.
- Knowledge of the laws, regulations, and guidelines related to the PCMLTFA, desirable
- Knowledge of transactional platforms (as ISM), an asset
- Excellent analytical, organizational skills;
- Ability to adapt quickly to change in a fast-paced environment, manage multiple priorities with a strong solution orientation;
Languages:
English, French
Reason to require this language: you will need to work closely with our colleagues outside Quebec.
Skills
Press space or enter keys to toggle section visibility
- Anti Money Laundering
- Artificial Intelligence
- Diversity & Inclusion
- Financial Markets
- Securities
- Securities Regulation
- Teamwork
- Empathy
- Initiative
- Learning Agility
- Resiliency
- Analytical thinking
- Risk and Compliance Reporting
- Anti-money Laundering Transaction Monitoring
- Meticulousness
Your benefits
In addition to competitive compensation, upon hiring you’ll be eligible for a wide range of flexible benefits to help promote your wellbeing and that of your family.
* Health and wellness program, including many options
* Flexible group insurance
* Generous pension plan
* Employee Share Ownership Plan
* Employee and Family Assistance Program
* Preferential banking services
* Opportunities to get involved in community initiatives
* Telemedicine service
* Virtual sleep clinic
These are a few of the benefits available to you. We have an offer that keeps up with trends as well as your needs and those of your family.
Our dynamic work environments and cutting-edge collaboration tools foster a positive employee experience. We actively listen to employees’ ideas. Whether through our surveys or programs, regular feedback and ongoing communication is encouraged.
We're putting people first
We're a bank on a human scale that stands out for its courage, entrepreneurial culture, and passion for people. Our mission is to have a positive impact on peoples' lives. Our core values of partnership, agility, and empowerment inspire us, and inclusivity is central to our commitments. We offer a barrier-free workplace that is accessible to all employees.
We want our recruitment process to be fully accessible. If you require accommodation, feel free to let us know during your first conversations with us. We welcome all candidates! What can you bring to our team?
Come live your ambitions with us!
Why work at National Bank?
For an environment that supports your career path
There are many varied opportunities for you to progress and develop, and move ahead in your career. This includes on-the-job learning and training, co-development and pairing with other employees, professional support and mentoring, internal career days or discussion forums with our leaders.
For an inclusive and diverse environment
We foster inclusion in an environment where each person’s unique qualities, whether visible or invisible, are celebrated and valued. We welcome all candidates! What can you bring to our team?
YouTube
Discover our culture
Duration: 1 min 25 sec
Flexibility
Wellbeing
Development
Inclusive Environment
Join our talent community
Sign up to get information on what’s new for your career and our events.
Access your profile
Complete your profile for a personalized experience and search made easy with job alerts relevant to you.
About National Bank of Canada
At National Bank, we believe in the potential of each individual, and that even the smallest gestures can make a big difference. When we help others accomplish their projects, we help empower them and the community at large.
We try to make a difference through innovation, but above all, by putting people first. By taking the time to listen and letting our actions speak for themselves. By remaining bold and passionate. By developing lasting relationships as partners and allies.
Together we can achieve great things and create a positive impact.
Want to learn more about us?
For advice on your personal finances, visit: nbc.ca/advice For advice on your business, visit: nbc.ca/business For career opportunities, visit: jobs.nbc.ca For all the latest news, visit: nbc.ca/news
By clicking "Follow" above, you may receive communications from National Bank, either in your LinkedIn inbox or by other means via LinkedIn, about products and services that could interest you. Learn more at: www.nbc.ca/socialnetworks.
Senior Advisor Compliance Financial Markets
Top Benefits
About the role
Senior Advisor Compliance Financial Markets
Attendance
Hybrid
Job number
27533
Category
Senior Professional
Status: Permanent
Type of Contract
Permanent
Schedule: Full-Time
Full Time / Part Time?
Full-Time
Posting date
15-Jul-2025
Location: Montreal, Quebec
Area of Interest: Risk management
A career as a Senior Advisor Transaction Monitoring Anti-Money Laundering in the team of Financial Markets Compliance at National Bank is to be responsible and perform controls for AML transaction monitoring for Financial Markets.
Your role:
- Collaborate in implementing controls in line with PCMLTFA requirements adapted to the reality of financial markets.
- Conduct controls within the expected timeframes and quality standards.
- Participate in the development of unusual transaction detection scenarios adapted to the various sectors of activity in the Financial Markets.
- Understand business challenges, identify the requirements, and propose innovative strategies.
- Ensure end-to-end process control and monitor the various impacts of changes on the processes under his/her responsibility (regulatory changes, projects, transformation, etc.).
- Contribute to documenting and maintaining up-to-date documentation applicable to the activities under his/her responsibility.
- Prepare dashboard reports to management providing a view of trends resulting from the analyses under his/her responsibility
Your Team:
Within the Financial Markets Compliance sector, you will be part of a group of seasoned professionals and will report to the AML Senior Director. Our team stands out for its expertise, quality of delivery, collaboration, and a stimulating environment that fosters development.
We prioritize a variety of continuous learning methods to support your growth, including learning through action, access to training content, and collaboration with colleagues from diverse backgrounds and areas of expertise.
National Bank, Financial Markets is a leading Canadian financial services provider helping clients with their capital raising, risk management and advisory requirements. We provide products and services to corporate clients, institutional investors, and government entities. The firm has operations in Toronto, Montreal, Calgary, Vancouver, New York, London, Dublin, and Hong Kong.
Competencies Required
- University degree and 5 to 10 years of relevant experience in the securities industry;
- Experience in risk and controls;
- Knowledge of financial market operations and products.
- Knowledge of the laws, regulations, and guidelines related to the PCMLTFA, desirable
- Knowledge of transactional platforms (as ISM), an asset
- Excellent analytical, organizational skills;
- Ability to adapt quickly to change in a fast-paced environment, manage multiple priorities with a strong solution orientation;
Languages:
English, French
Reason to require this language: you will need to work closely with our colleagues outside Quebec.
Skills
Press space or enter keys to toggle section visibility
- Anti Money Laundering
- Artificial Intelligence
- Diversity & Inclusion
- Financial Markets
- Securities
- Securities Regulation
- Teamwork
- Empathy
- Initiative
- Learning Agility
- Resiliency
- Analytical thinking
- Risk and Compliance Reporting
- Anti-money Laundering Transaction Monitoring
- Meticulousness
Your benefits
In addition to competitive compensation, upon hiring you’ll be eligible for a wide range of flexible benefits to help promote your wellbeing and that of your family.
* Health and wellness program, including many options
* Flexible group insurance
* Generous pension plan
* Employee Share Ownership Plan
* Employee and Family Assistance Program
* Preferential banking services
* Opportunities to get involved in community initiatives
* Telemedicine service
* Virtual sleep clinic
These are a few of the benefits available to you. We have an offer that keeps up with trends as well as your needs and those of your family.
Our dynamic work environments and cutting-edge collaboration tools foster a positive employee experience. We actively listen to employees’ ideas. Whether through our surveys or programs, regular feedback and ongoing communication is encouraged.
We're putting people first
We're a bank on a human scale that stands out for its courage, entrepreneurial culture, and passion for people. Our mission is to have a positive impact on peoples' lives. Our core values of partnership, agility, and empowerment inspire us, and inclusivity is central to our commitments. We offer a barrier-free workplace that is accessible to all employees.
We want our recruitment process to be fully accessible. If you require accommodation, feel free to let us know during your first conversations with us. We welcome all candidates! What can you bring to our team?
Come live your ambitions with us!
Why work at National Bank?
For an environment that supports your career path
There are many varied opportunities for you to progress and develop, and move ahead in your career. This includes on-the-job learning and training, co-development and pairing with other employees, professional support and mentoring, internal career days or discussion forums with our leaders.
For an inclusive and diverse environment
We foster inclusion in an environment where each person’s unique qualities, whether visible or invisible, are celebrated and valued. We welcome all candidates! What can you bring to our team?
YouTube
Discover our culture
Duration: 1 min 25 sec
Flexibility
Wellbeing
Development
Inclusive Environment
Join our talent community
Sign up to get information on what’s new for your career and our events.
Access your profile
Complete your profile for a personalized experience and search made easy with job alerts relevant to you.
About National Bank of Canada
At National Bank, we believe in the potential of each individual, and that even the smallest gestures can make a big difference. When we help others accomplish their projects, we help empower them and the community at large.
We try to make a difference through innovation, but above all, by putting people first. By taking the time to listen and letting our actions speak for themselves. By remaining bold and passionate. By developing lasting relationships as partners and allies.
Together we can achieve great things and create a positive impact.
Want to learn more about us?
For advice on your personal finances, visit: nbc.ca/advice For advice on your business, visit: nbc.ca/business For career opportunities, visit: jobs.nbc.ca For all the latest news, visit: nbc.ca/news
By clicking "Follow" above, you may receive communications from National Bank, either in your LinkedIn inbox or by other means via LinkedIn, about products and services that could interest you. Learn more at: www.nbc.ca/socialnetworks.