About the role
Working with one of the top financial clients, this role calls for an AML Quality Control/Assurance Analyst who will perform quality assurance on a broad range of money laundering investigation-related activities in support of Anti-Money Laundering (AML) and Anti-Terrorist Financing (ATF) regulations designed to detect and report on financial-related crimes.
Respon
sibilities:Evalua
- te ML/TF risk by conducting a quality check on cases/alerts as part of the controls of the client’s AML and ATF programKeep a
- breast of emerging issues, trends, and evolving regulatory requirements and assess potential impactsEvalua
- te potentially suspicious account activity. Recognize and evaluate accounts and activity, and effectively document recommendations regarding account retention and/or regulatory reporting obligations.Provid
- e trend analysis of AML/ATF findings and gaps to Management for review.Mainta
- in a culture of risk management and control, supported by effective processes in alignment with risk appetite.Manage
- ambiguity and apply judgment to identify, troubleshoot and resolve ongoing business and operational issues.Assist
- the QA function with developing/drafting and maintaining written policies, procedures and/or programs/frameworks to minimize compliance breaches and monitor adherence to applicable regulations/requirementsPriori
- tize and manage own workload to meet SLA requirements for service and productivity.Repres
- ent as a project lead on projects/initiatives and/or at meetings across the organization.Serve
- as a subject matter expert in a quality control function and serve as a knowledge and process expert to others.Effect
- ively work independently with minimal supervision within a team environment to complete a common goal and prioritize daily workload to meet department objectives.Adhere
- to the team policy and procedures to ensure that work is properly documented.Abilit
- y to lead and positively influence othersContri
- bute to the success of the team by willingly assisting others in the completion and performance of work activitiesPerfor
- m additional duties and participate in special projects as required Desir
e
d Skill Set:At lea
- st 4+ Years of experience in AML investigations experience and with 1 year of STR filing experienceUnders
- tanding of related regulations, such as the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA)Experi
- ence with a wide variety of ML/TF risks for multiple customer/product types and a solid ability to articulate the risks and your findings in a recommendation summaryExcell
- ent technical and computing skills, including the ability to use various searchable databases and Microsoft Office softwareSkill
- in using computer applications, including MS Office. Proficiency in Excel is a must (manipulate data, formulas, and sort)Abilit
- y to process and handle confidential information with discretion Nice
T
o Have:AML QC
- /QA experienceBankin
- g experienceACAMS
- certificate Beach
H
ead is an equal opportunity agency and employer. We advocate for you and welcome anyone regardless of race, color, religion, national origin, sex, physical or mental disability, or age.Privac
y Policy
About BeachHead
BeachHead is a premier and specialized consultancy and staffing firm focused on the Canadian Finance marketplace. We specialize in providing the highest quality of service for both our clients and professional Financial Candidates. Our unique business model supports a direct relationship with senior hiring business executives and stakeholders.
The BeachHead system is designed to capture intimate knowledge of both the client opportunity and qualified candidates, ensuring that each client/candidate is properly and competitively positioned in the marketplace.
About the role
Working with one of the top financial clients, this role calls for an AML Quality Control/Assurance Analyst who will perform quality assurance on a broad range of money laundering investigation-related activities in support of Anti-Money Laundering (AML) and Anti-Terrorist Financing (ATF) regulations designed to detect and report on financial-related crimes.
Respon
sibilities:Evalua
- te ML/TF risk by conducting a quality check on cases/alerts as part of the controls of the client’s AML and ATF programKeep a
- breast of emerging issues, trends, and evolving regulatory requirements and assess potential impactsEvalua
- te potentially suspicious account activity. Recognize and evaluate accounts and activity, and effectively document recommendations regarding account retention and/or regulatory reporting obligations.Provid
- e trend analysis of AML/ATF findings and gaps to Management for review.Mainta
- in a culture of risk management and control, supported by effective processes in alignment with risk appetite.Manage
- ambiguity and apply judgment to identify, troubleshoot and resolve ongoing business and operational issues.Assist
- the QA function with developing/drafting and maintaining written policies, procedures and/or programs/frameworks to minimize compliance breaches and monitor adherence to applicable regulations/requirementsPriori
- tize and manage own workload to meet SLA requirements for service and productivity.Repres
- ent as a project lead on projects/initiatives and/or at meetings across the organization.Serve
- as a subject matter expert in a quality control function and serve as a knowledge and process expert to others.Effect
- ively work independently with minimal supervision within a team environment to complete a common goal and prioritize daily workload to meet department objectives.Adhere
- to the team policy and procedures to ensure that work is properly documented.Abilit
- y to lead and positively influence othersContri
- bute to the success of the team by willingly assisting others in the completion and performance of work activitiesPerfor
- m additional duties and participate in special projects as required Desir
e
d Skill Set:At lea
- st 4+ Years of experience in AML investigations experience and with 1 year of STR filing experienceUnders
- tanding of related regulations, such as the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA)Experi
- ence with a wide variety of ML/TF risks for multiple customer/product types and a solid ability to articulate the risks and your findings in a recommendation summaryExcell
- ent technical and computing skills, including the ability to use various searchable databases and Microsoft Office softwareSkill
- in using computer applications, including MS Office. Proficiency in Excel is a must (manipulate data, formulas, and sort)Abilit
- y to process and handle confidential information with discretion Nice
T
o Have:AML QC
- /QA experienceBankin
- g experienceACAMS
- certificate Beach
H
ead is an equal opportunity agency and employer. We advocate for you and welcome anyone regardless of race, color, religion, national origin, sex, physical or mental disability, or age.Privac
y Policy
About BeachHead
BeachHead is a premier and specialized consultancy and staffing firm focused on the Canadian Finance marketplace. We specialize in providing the highest quality of service for both our clients and professional Financial Candidates. Our unique business model supports a direct relationship with senior hiring business executives and stakeholders.
The BeachHead system is designed to capture intimate knowledge of both the client opportunity and qualified candidates, ensuring that each client/candidate is properly and competitively positioned in the marketplace.