Audit Manager, Centralized Testing Group (CTG), Chief Audit Executive (CAE) Group
Top Benefits
About the role
Job Summary Job Description What is your opportunity? As an Audit Manager in the Centralized Testing Group, you will work in a team, operating in a global resource model to support various internal audit engagements, regulatory engagements, risk monitoring efforts and other operations within the Chief Audit Executive (CAE) Group. This will involve working collaboratively with internal and external stakeholders to achieve these deliverables. You will also gain exposure to RBC products, services, businesses, and platforms – helping to develop control testing skills and critical thinking by identifying opportunities for innovative solutions.
What will you do?
- Contribute to the execution of control testing, ensuring effective practices and established methodologies are followed. Also ensure that quality documentation is produced by assessing the design and operating effectiveness of key controls.
- Develop an understanding of the control environment, analyze information, execute testing, and develop and communicate work outcomes to audit teams. Provide guidance and coaching to auditors, and ensure quality and timely execution.
- Develop an understanding of risks within RBC’s processes and proprietary technology, and use knowledge to constructively analyze key controls in the environment.
- Receive frequent mentoring from colleagues, including senior leaders from Internal Audit, who will support your growth and ability to achieve career goals. Develop long-term relationships and networks both internally and externally.
- Work effectively with business partners to drive innovation in service delivery through identifying opportunities and creating lasting improvements to performance.
What you need to succeed?
- Undergraduate degree (E.g. Business, Commerce, Math).
- 3-5 years of relevant work experience.
- General knowledge of control testing methodologies, risk management, regulatory / compliance principles, and/or audit principles as evidenced by external courses or certifications.
- Ability to communicate effectively, both verbally and written.
- Ability to work collaboratively in a team and create an inclusive environment with internal and external business partners across the enterprise.
Nice-to-have
- Sound understanding of banking operations, processes and controls.
- CPA Designation OR equivalent accounting or audit designation
- Experience in a financial institution, external audit firm, or technology company, dealing with multiple business platforms, business processes, geographies, and legal entities.
- Flexible mindset, with the ability to learn quickly and leverage skills in a dynamically changing environment.
What’s in it for you? We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits and competitive compensation
- Leaders who support your development through coaching and managing opportunities
- Work in a dynamic, collaborative, progressive, and high-performing team
- Opportunities to do challenging work
Job Skills Additional Job Details Address: 20 KING ST W:TORONTO
City: TORONTO
Country: Canada
Work hours/week: 37.5
Employment Type: Full time
Platform: INTERNAL AUDIT
Job Type: Job Description What is the opportunity? RBC Dominion Securities located in Kelowna, BC, is currently seeking a licensed Senior Associate for a Chairman Council Team. The successful candidate will possess 3-5 years of industry experience, a passion for service excellence, and thrive in a fast-paced team environment.
This individual will be responsible for the day-to-day administrative needs for clients and have the unique opportunity for mentorship, and skill development as they work in a supporting role on the team.
This is an exciting, challenging role in one of the firms most successful team. The ability to learn and grow in this role is vast.
What will you do?
- Completion and monitoring of client documentation and day-to-day cashflow/transfer needs
- Follow-up on client trades to ensure proper settlement and delivery
- Maintain client accounts by reviewing daily activity online and on applicable reports
- Utilize contact management system for daily task management
- Provide world class client service to our valued clients
- Investigate and resolve inquiries related to accounts and refer to the Investment Advisor where appropriate
- Support clients and the team in updating MyGps financial projections
- Coaching clients’ children on financial literacy and positive wealth building habits
What do you need to succeed? Must-have
- The ideal candidate should have at least 3-5 years of experience in the investment field working as an assistant/associate
- Successful Completion of CSC/CPH
- Administrative experience
- Excellent time management skills and the ability to prioritize work
- Strong organizational skills with the ability to multi-task/attention to detail/problem solving skills
- Excellent verbal and written communication skills in English
- Demonstrated skills in providing world-class client service that will come across as professional, warm, and friendly to our clients
- Experience using Microsoft Office
Nice-to-have
- Knowledge of RBC Dominion Securities’ systems
- Good understanding of fixed income and equity markets
- Proficiency in Excel
- Post-secondary degree
- Financial Planning Designation (i.e. PFP or CFP)
What’s in it for you? We thrive on the challenge to be our best, to think progressively to keep growing, and to work together to deliver trusted advice that can help our clients thrive and communities prosper. We care about each other and collectively work hard to reach our potential, make a difference to our communities, and achieve success that is mutual. You will also benefit from:
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
- Leaders who support your development through coaching and managing opportunities
- An opportunity to make a difference and have a lasting impact on the lives of others
- Work in a dynamic, collaborative, progressive, and high-performing team
- The chance to work in a dynamic, collaborative, progressive, and high-performing team
- A world-class training program in financial services
- Opportunity to advance within your role and with the team
Compensation for this position (including salary and discretionary/variable incentive payments) will be determined by factors, including but not limited to the candidate’s experience, skills, registration status, performance, individual goals; market conditions; and business needs.
The expected base salary range for this position is $37,500 - $45,000.
This position may be eligible to receive a discretionary/variable incentive payment up to 1.0x base salary.
RBC’s compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging, and retaining talent that:
- Drives RBC’s high-performance culture
- Enables collective achievement of our strategic goals
- Generates sustainable shareholder returns and above market shareholder value
Job Skills Account Management, Customer Success, Decision Making, Financial Regulation, Group Problem Solving, Interpersonal Relationships, Investment Risk Management
Additional Job Details Address: 1631 DICKSON AVE:KELOWNA
City: KELOWNA
Country: Canada
Work hours/week: 37.5
Employment Type: Full time
Platform: WEALTH MANAGEMENT
Job Type: Regular
Pay Type: Salaried
Posted Date: 2025-04-14
Application Deadline: 2025-07-08
Note : Applications will be accepted until 11:59 PM on the day prior to the application deadline date above I nclusion and Equal Opportunity Employment At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
Join our Talent Community Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.
Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com</a/span>
About RBC Dominion Securities
At RBC Dominion Securities, our vision is simple: to always earn the right to be our clients’ first choice for wealth management services. We know that to achieve this vision, we must invest in our business and ensure our advisors have access to best-in-class tools and resources.
For more than a century, we have helped individuals, families, businesses, charitable foundations, and other organizations build on and preserve their wealth through sound financial planning, trusted investment advice and unparalleled wealth management solutions. We are committed to providing advisors with the tools and support needed to scale their business. It’s why today, RBC Dominion Securities is one of Canada’s leading full-service investment and wealth management firms.
RBC Dominion valeurs mobilières a une vision simple : toujours mériter le privilège d’être le premier choix de ses clients pour la gestion de leur patrimoine. Pour ce faire, nous savons qu’il faut investir dans nos activités et veiller à ce que nos conseillers aient accès à des outils et à des ressources de pointe.
Depuis plus de cent ans, nous aidons les particuliers, les familles, les entreprises, les fondations de bienfaisance et d’autres organisations à constituer un patrimoine et à le préserver grâce à une planification financière judicieuse, à des conseils de placement fiables et à des solutions de gestion de patrimoine sans pareilles. Nous nous faisons un devoir de fournir aux conseillers les outils et le soutien dont ils ont besoin pour augmenter leur volume d’affaires. C’est pourquoi RBC Dominion valeurs mobilières fait aujourd’hui partie des plus grandes sociétés de gestion de patrimoine et de placements à service complet du Canada.
https://www.rbcds.com/en/about-us/
For information about our legal terms of use, please visit www.rbc.com/legal/#social_media.
Audit Manager, Centralized Testing Group (CTG), Chief Audit Executive (CAE) Group
Top Benefits
About the role
Job Summary Job Description What is your opportunity? As an Audit Manager in the Centralized Testing Group, you will work in a team, operating in a global resource model to support various internal audit engagements, regulatory engagements, risk monitoring efforts and other operations within the Chief Audit Executive (CAE) Group. This will involve working collaboratively with internal and external stakeholders to achieve these deliverables. You will also gain exposure to RBC products, services, businesses, and platforms – helping to develop control testing skills and critical thinking by identifying opportunities for innovative solutions.
What will you do?
- Contribute to the execution of control testing, ensuring effective practices and established methodologies are followed. Also ensure that quality documentation is produced by assessing the design and operating effectiveness of key controls.
- Develop an understanding of the control environment, analyze information, execute testing, and develop and communicate work outcomes to audit teams. Provide guidance and coaching to auditors, and ensure quality and timely execution.
- Develop an understanding of risks within RBC’s processes and proprietary technology, and use knowledge to constructively analyze key controls in the environment.
- Receive frequent mentoring from colleagues, including senior leaders from Internal Audit, who will support your growth and ability to achieve career goals. Develop long-term relationships and networks both internally and externally.
- Work effectively with business partners to drive innovation in service delivery through identifying opportunities and creating lasting improvements to performance.
What you need to succeed?
- Undergraduate degree (E.g. Business, Commerce, Math).
- 3-5 years of relevant work experience.
- General knowledge of control testing methodologies, risk management, regulatory / compliance principles, and/or audit principles as evidenced by external courses or certifications.
- Ability to communicate effectively, both verbally and written.
- Ability to work collaboratively in a team and create an inclusive environment with internal and external business partners across the enterprise.
Nice-to-have
- Sound understanding of banking operations, processes and controls.
- CPA Designation OR equivalent accounting or audit designation
- Experience in a financial institution, external audit firm, or technology company, dealing with multiple business platforms, business processes, geographies, and legal entities.
- Flexible mindset, with the ability to learn quickly and leverage skills in a dynamically changing environment.
What’s in it for you? We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits and competitive compensation
- Leaders who support your development through coaching and managing opportunities
- Work in a dynamic, collaborative, progressive, and high-performing team
- Opportunities to do challenging work
Job Skills Additional Job Details Address: 20 KING ST W:TORONTO
City: TORONTO
Country: Canada
Work hours/week: 37.5
Employment Type: Full time
Platform: INTERNAL AUDIT
Job Type: Job Description What is the opportunity? RBC Dominion Securities located in Kelowna, BC, is currently seeking a licensed Senior Associate for a Chairman Council Team. The successful candidate will possess 3-5 years of industry experience, a passion for service excellence, and thrive in a fast-paced team environment.
This individual will be responsible for the day-to-day administrative needs for clients and have the unique opportunity for mentorship, and skill development as they work in a supporting role on the team.
This is an exciting, challenging role in one of the firms most successful team. The ability to learn and grow in this role is vast.
What will you do?
- Completion and monitoring of client documentation and day-to-day cashflow/transfer needs
- Follow-up on client trades to ensure proper settlement and delivery
- Maintain client accounts by reviewing daily activity online and on applicable reports
- Utilize contact management system for daily task management
- Provide world class client service to our valued clients
- Investigate and resolve inquiries related to accounts and refer to the Investment Advisor where appropriate
- Support clients and the team in updating MyGps financial projections
- Coaching clients’ children on financial literacy and positive wealth building habits
What do you need to succeed? Must-have
- The ideal candidate should have at least 3-5 years of experience in the investment field working as an assistant/associate
- Successful Completion of CSC/CPH
- Administrative experience
- Excellent time management skills and the ability to prioritize work
- Strong organizational skills with the ability to multi-task/attention to detail/problem solving skills
- Excellent verbal and written communication skills in English
- Demonstrated skills in providing world-class client service that will come across as professional, warm, and friendly to our clients
- Experience using Microsoft Office
Nice-to-have
- Knowledge of RBC Dominion Securities’ systems
- Good understanding of fixed income and equity markets
- Proficiency in Excel
- Post-secondary degree
- Financial Planning Designation (i.e. PFP or CFP)
What’s in it for you? We thrive on the challenge to be our best, to think progressively to keep growing, and to work together to deliver trusted advice that can help our clients thrive and communities prosper. We care about each other and collectively work hard to reach our potential, make a difference to our communities, and achieve success that is mutual. You will also benefit from:
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
- Leaders who support your development through coaching and managing opportunities
- An opportunity to make a difference and have a lasting impact on the lives of others
- Work in a dynamic, collaborative, progressive, and high-performing team
- The chance to work in a dynamic, collaborative, progressive, and high-performing team
- A world-class training program in financial services
- Opportunity to advance within your role and with the team
Compensation for this position (including salary and discretionary/variable incentive payments) will be determined by factors, including but not limited to the candidate’s experience, skills, registration status, performance, individual goals; market conditions; and business needs.
The expected base salary range for this position is $37,500 - $45,000.
This position may be eligible to receive a discretionary/variable incentive payment up to 1.0x base salary.
RBC’s compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging, and retaining talent that:
- Drives RBC’s high-performance culture
- Enables collective achievement of our strategic goals
- Generates sustainable shareholder returns and above market shareholder value
Job Skills Account Management, Customer Success, Decision Making, Financial Regulation, Group Problem Solving, Interpersonal Relationships, Investment Risk Management
Additional Job Details Address: 1631 DICKSON AVE:KELOWNA
City: KELOWNA
Country: Canada
Work hours/week: 37.5
Employment Type: Full time
Platform: WEALTH MANAGEMENT
Job Type: Regular
Pay Type: Salaried
Posted Date: 2025-04-14
Application Deadline: 2025-07-08
Note : Applications will be accepted until 11:59 PM on the day prior to the application deadline date above I nclusion and Equal Opportunity Employment At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
Join our Talent Community Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.
Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com</a/span>
About RBC Dominion Securities
At RBC Dominion Securities, our vision is simple: to always earn the right to be our clients’ first choice for wealth management services. We know that to achieve this vision, we must invest in our business and ensure our advisors have access to best-in-class tools and resources.
For more than a century, we have helped individuals, families, businesses, charitable foundations, and other organizations build on and preserve their wealth through sound financial planning, trusted investment advice and unparalleled wealth management solutions. We are committed to providing advisors with the tools and support needed to scale their business. It’s why today, RBC Dominion Securities is one of Canada’s leading full-service investment and wealth management firms.
RBC Dominion valeurs mobilières a une vision simple : toujours mériter le privilège d’être le premier choix de ses clients pour la gestion de leur patrimoine. Pour ce faire, nous savons qu’il faut investir dans nos activités et veiller à ce que nos conseillers aient accès à des outils et à des ressources de pointe.
Depuis plus de cent ans, nous aidons les particuliers, les familles, les entreprises, les fondations de bienfaisance et d’autres organisations à constituer un patrimoine et à le préserver grâce à une planification financière judicieuse, à des conseils de placement fiables et à des solutions de gestion de patrimoine sans pareilles. Nous nous faisons un devoir de fournir aux conseillers les outils et le soutien dont ils ont besoin pour augmenter leur volume d’affaires. C’est pourquoi RBC Dominion valeurs mobilières fait aujourd’hui partie des plus grandes sociétés de gestion de patrimoine et de placements à service complet du Canada.
https://www.rbcds.com/en/about-us/
For information about our legal terms of use, please visit www.rbc.com/legal/#social_media.