Top Benefits
About the role
We are looking for a full-time Senior Compliance Analyst with experience in the financial services industry to help build and support the Legal and Compliance function at Validus. This position is a great opportunity for an ambitious individual looking to join a growing business and to develop their career within a dynamic team spanning finance and technology.
- Support the embedding of regulatory compliance requirements across the company, ensuring all staff have read, understood, and signed the required compliance documents, policies, and procedures.
- Assist in monitoring the company's compliance with regulations in all operational jurisdictions and help implement and execute the Compliance Framework and Compliance Monitoring Plan.
- Assist with the preparation and filing of submissions to various regulators (e.g., FCA, NFA, CFTC, OSC, NFSA), ensuring accurate and timely filings.
- Work closely with the Onboarding team to ensure effective ‘Know Your Customer' checks are completed in accordance with applicable regulations.
- Investigate trade errors and work towards resolution while ensuring adherence to regulatory guidelines.
- Regularly update company policies and procedures to reflect the latest regulatory changes
- Contribute to the delivery of compliance training programs across the company.
- Contribute to the preparation of reports for management and the Board on compliance matters, highlighting key compliance risks and issues
- Conduct regular compliance audits and risk assessments to identify vulnerabilities and recommend improvements.
- Advise the General Counsel and Head of Compliance on regulatory developments and their potential impact on the business.
- Assist with managing relationships with external regulators and compliance advisors, ensuring ongoing communication and collaboration
Requirements
- Strong educational background with a university degree
- Highly organised, reliable, able to meet deadlines, self-motivated with the capacity to work autonomously, as part of a team and across teams.
- Able to work off own initiative and feel comfortable putting together board and senior management level presentations
- Strong analytical skills.
- Strong communication and inter-personal skills with commercial awareness
- Strong report writing skills and attention to detail
- Strong time management and organisational skills, and ability to prioritise and multi-task and work within tight deadlines
- High standard of written and spoken English required to communicate effectively to stakeholders at all levels.
- At least 5+ years' experience in Compliance within the financial services industry
Benefits
- Competitive salary
- Company and personal performance-based bonus paid semi-annually. (Eligibility to join scheme following 6 months service)
- Annual Learning and Development allowance
About Validus Risk Management
Validus Risk Management is an independent market risk advisory firm specialising in the management of currency, interest rate and commodity price risk.
We help our clients navigate and manage financial risk with a hands-on advisory approach and award-winning technology solutions. Our systematic financial risk management methodology has been designed to increase risk transparency, create customised risk management solutions, and facilitate the efficient execution of hedging transactions by minimising information asymmetry between clients and banking counterparties.
The Validus Risk Management advisory service gives our clients access to the latest risk management technology and independent expertise at a fraction of the cost of an in-house financial risk management function. Validus works with a range of companies across the globe, from SMEs to multinational corporations, as well as pension funds and leading alternative investments funds (Private Equity, Secondaries, Private Debt, Real Estate).
We act as an extension to more than 100 clients globally and execute more than 3,000 trades every month (>$330bn in hedging volume annually).
Top Benefits
About the role
We are looking for a full-time Senior Compliance Analyst with experience in the financial services industry to help build and support the Legal and Compliance function at Validus. This position is a great opportunity for an ambitious individual looking to join a growing business and to develop their career within a dynamic team spanning finance and technology.
- Support the embedding of regulatory compliance requirements across the company, ensuring all staff have read, understood, and signed the required compliance documents, policies, and procedures.
- Assist in monitoring the company's compliance with regulations in all operational jurisdictions and help implement and execute the Compliance Framework and Compliance Monitoring Plan.
- Assist with the preparation and filing of submissions to various regulators (e.g., FCA, NFA, CFTC, OSC, NFSA), ensuring accurate and timely filings.
- Work closely with the Onboarding team to ensure effective ‘Know Your Customer' checks are completed in accordance with applicable regulations.
- Investigate trade errors and work towards resolution while ensuring adherence to regulatory guidelines.
- Regularly update company policies and procedures to reflect the latest regulatory changes
- Contribute to the delivery of compliance training programs across the company.
- Contribute to the preparation of reports for management and the Board on compliance matters, highlighting key compliance risks and issues
- Conduct regular compliance audits and risk assessments to identify vulnerabilities and recommend improvements.
- Advise the General Counsel and Head of Compliance on regulatory developments and their potential impact on the business.
- Assist with managing relationships with external regulators and compliance advisors, ensuring ongoing communication and collaboration
Requirements
- Strong educational background with a university degree
- Highly organised, reliable, able to meet deadlines, self-motivated with the capacity to work autonomously, as part of a team and across teams.
- Able to work off own initiative and feel comfortable putting together board and senior management level presentations
- Strong analytical skills.
- Strong communication and inter-personal skills with commercial awareness
- Strong report writing skills and attention to detail
- Strong time management and organisational skills, and ability to prioritise and multi-task and work within tight deadlines
- High standard of written and spoken English required to communicate effectively to stakeholders at all levels.
- At least 5+ years' experience in Compliance within the financial services industry
Benefits
- Competitive salary
- Company and personal performance-based bonus paid semi-annually. (Eligibility to join scheme following 6 months service)
- Annual Learning and Development allowance
About Validus Risk Management
Validus Risk Management is an independent market risk advisory firm specialising in the management of currency, interest rate and commodity price risk.
We help our clients navigate and manage financial risk with a hands-on advisory approach and award-winning technology solutions. Our systematic financial risk management methodology has been designed to increase risk transparency, create customised risk management solutions, and facilitate the efficient execution of hedging transactions by minimising information asymmetry between clients and banking counterparties.
The Validus Risk Management advisory service gives our clients access to the latest risk management technology and independent expertise at a fraction of the cost of an in-house financial risk management function. Validus works with a range of companies across the globe, from SMEs to multinational corporations, as well as pension funds and leading alternative investments funds (Private Equity, Secondaries, Private Debt, Real Estate).
We act as an extension to more than 100 clients globally and execute more than 3,000 trades every month (>$330bn in hedging volume annually).