Compliance Specialist

• You MUST come from a background in Lending or Credit Union.
• This role is just Compliance
• You will have worked with AML, Fintrac, RPAA and OSFI
• Familiarity with filing and policies and procedures
• My client works across Canada, so knowledge of lenders across Canada is necessary
• You must posses a robust compliance background.

HERE’S HOW YOU’LL CONTRIBUTE:

• Reporting to the Risk and Compliance Manager, you will play an integral role in monitoring and ensuring adherence to regulatory requirements and internal policies.
• You will maintain and update compliance documentation, including policies, procedures, and records.
• You will coordinate and support customer and third-party audits, including preparing reports and responding to inquiries.
• You will assist in developing and delivering compliance training to employees.
• You will collaborate with cross-functional teams to address and resolve compliance issues.
• You will stay up-to-date on industry regulations and best practices to ensure organizational compliance.
• You will, from time to time, support the Chief Compliance Officer and Chief Risk Officer.
• Perform functions of a corporate secretary assistant when needed which will include running of board meetings and taking minutes.

HERE’S WHAT YOU’LL BRING:

• Bachelor’s degree in business, Law, Risk Management, or a related field
• Relevant certifications (e.g., Certified Compliance Professional, Certified Regulatory Compliance Manager)
• 3-6 years of experience in compliance, audit, or a related field
• Familiarity with regulatory requirements relevant to title insurance
• Strong organizational skills and attention to detail
• Excellent communication and interpersonal skills
• Ability to manage multiple tasks and meet deadlines in a dynamic environment.
• Proficiency with compliance and audit management tools or systems
• Analytical thinking with the ability to identify risks and propose solutions
• Capability of performing detailed risk assessments and conducting on-boarding best practices for third party vendors in a regulated environment (OSFI)