Caldwell Securities Ltd. (“Caldwell”) is a majority employee-owned investment dealer that has been providing sophisticated and experienced investment and wealth management advice to individuals and corporations since 1981. Caldwell’s primary business includes investment management services; mutual fund sales; and retail and institutional sales. Caldwell is a member of the Investment Industry Regulatory Organization of Canada (“IIROC”) and operates its own self-clearing operations.

About the job:

We are looking for a securities Trader with 3-7 years of experience. This job provides a highly rewarding career, as we are committed to excellence, growth and continuous improvement.

Reporting to the Head Trader, the Trader job provides timely and accurate execution of trades for clients. This job observes the firm’s trading risk, as assigned. The job candidate will provides market information to clients and organize trading support activities.

Duties and Responsibilities:

• Assists and executes orders for fixed income, foreign exchange, equity, and exchange traded options.
• Reviews and assists Trader in the implementation of general and administrative issues, relevant to the department.
• Reviews all activity for accuracy of account information.
• Ensures correct ticket entry and order routing.
• Maintains communication with back office and/or external counterparties; and assists in resolving any settlement problems.
• Monitors all daily electronic trading activity and determines where certain trades should be routed for execution.
• Ensures all trades are booked to front office position keeping system on the day they are executed.
• Reconciles daily and/or monthly reports, as assigned.
• Ensures compliance monitoring is in place, including processes for management of operational risk, in accordance with regulatory standards.
• Provides daily market information to be disseminated to clients
• Ensures client general satisfaction and proactively seeks business with existing accounts.
• Assists in general administrative activity for the team (Account opening, AML investigations, Wire processing, Free Transfers, Account Maintenance, etc.).
• Monitor margin levels and risk exposure for applicable accounts

Qualifications:

• Bachelor's degree in Finance, Business, Economics and/or related field.
• Previous experience trading fixed income and equities.
• Excellent verbal and written communication skills and strong analytical skills.
• Organized and detail oriented with a demonstrated ability to follow up to meet deadlines.
• Must have demonstrated ability to work in a team environment and collaborate effectively.
• Excel or other software skills

What We Offer:

• A comprehensive total rewards program including competitive base pay, bonus opportunities and group benefits
• A progressive, and high performance team environment
• Ongoing mentoring, and coaching

Join Caldwell and be part of a highly engaged and collaborative team, where employees:

(i) can reach their full potential,

(ii) consistently deliver high-quality client experiences; and

(iii) produce significant results.

Caldwell is an equal opportunity employer.

Caldwell Investment Ltd. is committed to the principles of employment equity and diversity. We are dedicated to removing barriers in the recruitment and selection processes. We encourage members of equity seeking groups, including people with disabilities, to apply. Should you require accommodation, we will take into account your accessibility requirements. If we call you for an interview or any selection process, please notify us about your accommodation needs.

We thank all applicants; however, only those selected for an interview will be contacted.

No telephone inquiries please.