About this Position

We are looking for Compliance Analyst to join our Compliance department.

Responsibilities and Qualifications

Responsibilities:

• Conduct and deliver timely and accurate compliance testing based on an established monitoring and testing plan
• Assess results from the compliance testing, document report findings and work with management to prepare appropriate remediation plans and implementation timelines.
• Assist in development of compliance testing review plan
• Prepare formal compliance reports and memos on a regular and ad hoc basis
• Assess and inform department managers and employees of the legislative and compliance requirements associated with their department(s) and how they correlate to the company’s monitoring and testing plan
• Work with members of the regulatory compliance team on an ongoing basis to assess and maintain the company’s legislative compliance management system such that it properly correlates to the company’s monitoring and testing plan
• Conduct research and analyze applicable legislative and regulatory requirements and recommend updates to the monitoring and testing plan to reflect regulatory changes, and support continued enhancement of the monitoring and testing program
• Conduct ad hoc reviews of business practices based on the development of new initiatives and changes to regulatory requirements
• Additional related duties as may be assigned

Qualifications:

• Bachelor’s Degree or equivalent knowledge and skills acquired through related work experience
• Minimum 2 years of experience in compliance and audit function required preferably in the financial services industry
• Compliance and/or Audit certification would be an asset
• Experience in legislative and corporate compliance management would be an asset
• Superior written and verbal communication skills
• Strong analytical skills and proven ability to interact with all levels of management
• Exceptional organizational skills, ability to prioritize assignments and strong attention to detail
• Ability to work well collaboratively and independently to complete assigned tasks
• Self-starter, highly motivated, results-oriented individual with the strong ability to multi-task and perform under pressure and within strict timelines in a fast paced environment
• Must be proficient in MS Office Applications
• Proficient knowledge of securities and insurance legislative requirements would be considered an asset
• French/English bilingualism would be considered an asset

This position has a wide range of responsibility and could be performed to greater or lesser degrees depending upon the skill set, experience and education of the successful candidate. As such, the above-noted qualifications may vary as the position evolves.

It has been and will continue to be the policy of Primerica, Inc., and its subsidiaries to be an Equal Opportunity Employer. We provide equal opportunity to all qualified individuals regardless of race, sex, color, religious creed, religion, national origin, citizenship status, age, disability, pregnancy, ancestry, military service or veteran status, genetic or carrier status, marital status, sexual orientation, or any classification protected by applicable federal, state or local laws.

At Primerica, we believe that diversity and inclusion are critical to our future and our mission – creating a foundation for a creative workplace that leads to innovation, growth, and profitability. Through a variety of programs and initiatives, we invest in each employee, seeking to ensure that our people are not only respected as individuals, but also truly valued for their unique perspectives.