Regulatory Compliance Audit Examiner

About the Role We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute. To learn more about CIBC, please visit CIBC.com What you’ll be doing Compliance & Global Regulatory Affairs (Compliance & GRA) assists our Bank in developing and executing a robust and proactive regulatory compliance and regulatory affairs strategy, and effectively managing regulatory risk. The Compliance and EAML Examination Program (CEEP) team, is a group within the Compliance Department, and consists of several multi-skilled examination teams, including the Canadian Retail Banking (CRBC) Examination team. This team is responsible to execute regulatory compliance examinations of various LOBs with the objective to independently assess the design and operating effectiveness of management’s control environment and adherence to regulatory requirements such as regulations defined by OSFI and FCAC (Bank Act and the Financial Consumer Protection Framework). Reporting to the Senior Director, Compliance and EAML Examinations Program, the Regulatory Compliance Examiner is responsible to manage and execute regulatory examinations and ensure adequate planning, fieldwork and reporting of results as per CEEP methodology and procedures. The Regulatory Compliance Examiner will have a strong understanding of applicable regulatory requirements as well as knowledge of CIBC lines of business, Governance Groups, Oversight Functions and Compliance. In addition to working on the Canadian Retail Banking portfolio, Compliance Officers will support other examination portfolios within the broader CEEP team, if required. At CIBC we enable the work environment most optimal for you to thrive in your role. You’ll have the flexibility to manage your work activities within a hybrid work arrangement where you’ll spend 1-3 days per week on-site, while other days will be remote. How you’ll succeed Regulatory Oversight - You will monitor upcoming changes in the industry and support questions from the business and team regarding regulations, best practices and internal policies and procedures. Execute Examinations - You will use your well-developed examinations skills to evaluate the effectiveness of processes, controls and compliance with regulatory requirements and identify and recommend areas for improvement. Teamwork and collaboration – You will share your knowledge and assist team members with their examinations and help to implement changes as required to strengthen the Compliance Testing Program. You will support a safe environment in which different opinions are welcomed. Communication and interpersonal skills - You exhibit strong verbal and written communication skills. You have the ability to communicate effectively with different lines of business regarding the Regulations and the results of the examination. Relationship Building - You will establish and maintain positive working relationships with various LOBs, Compliance partners, internal audit and other Governance partners to help them develop and implement an appropriate regulatory compliance culture, compliance risk and control processes that are effective, cost-efficient that help achieve business objectives. Who you are You can demonstrate working experience executing examinations/audits or compliance reviews. You have a strong understanding of the Regulatory Compliance Management (RCM) policy. You possess an understanding of the regulatory environments applicable to financial institutions, including regulations defined by in the Bank Act and the Financial Consumer Protection Framework. You have an understanding of the Canadian Banking Retail products, services, and channels. You have a University Degree/College Diploma or equivalent work experience with a minimum of 3 years’ experience within the financial/compliance/audit industry You’re a certified professional. You have current accreditation and good standing in CIA, CPA, ACCA or CISA You look beyond the moment. You make decisions and take actions that will make a difference today and tomorrow for the programs and the Team. You proactively seek new opportunities to define what's possible. You act like an owner. You thrive when you're empowered to take the lead, go above and beyond, and deliver results. You understand that success is in the details. You notice things that others don't. Your critical thinking skills help to inform your decision making. Values matter to you. You bring your real self to work, and you live our values – trust, teamwork, and accountability. What CIBC Offers At CIBC, your goals are a priority. We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential. We aspire to give you a career, rather than just a paycheck. We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program*, defined benefit pension plan*, an employee share purchase plan, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program. Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients. We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development. Subject to plan and program terms and conditions What You Need To Know CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contact Mailbox.careers-carrieres@cibc.com You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit. We may ask you to complete an attribute-based assessment and other skills tests (such as simulation, coding, French proficiency, MS Office). Our goal for the application process is to get to know more about you, all that you have to offer, and give you the opportunity to learn more about us. Job Location Toronto-81 Bay St. Employment Type Regular Weekly Hours 37.5 Skills Internal Audit, Regulatory Compliance, CIA, CPA, ACCA, CISA

The Regulatory Compliance Examiner is responsible for managing and executing regulatory examinations, ensuring adequate planning, fieldwork, and reporting of results. They will assess the effectiveness of management's control environment and adherence to regulatory requirements.

Candidates should have at least 3 years of experience in the financial, compliance, or audit industry and a strong understanding of regulatory compliance management policies. A university degree or college diploma, along with current accreditation in CIA, CPA, ACCA, or CISA, is required.

• Competitive Salary • Incentive Pay • Banking Benefits • Benefits Program • Defined Benefit Pension Plan • Employee Share Purchase Plan • Vacation Offering • Wellbeing Support • Social Recognition Program

Identified from the job description. Confirm important requirements above.

• Regulatory Compliance
• Internal Audit
• CIA
• CPA
• ACCA
• CISA
• Examinations
• Communication
• Teamwork
• Critical Thinking
• Relationship Building
• Governance
• Risk Management
• Compliance Testing
• Financial Institutions
• Banking

• Finance & Accounting
• Management & Leadership
• Consulting
• Administrative
• Customer Service & Support

Minimum education

Professional degree

Minimum experience

3+ years

Apply by

Aug 8, 2026

Posting language

English

Working hours

38 hours per week

Office presence

3 days per week

Seniority

Not Applicable

Application method

Direct apply is available