A consolidation of IIROC and the MFDA / Issu de la fusion de L'ORCVM et de l'ACFM
Toronto
L’Organisme canadien de réglementation des investissements (OCRI) est déterminé à protéger les investisseurs, à assurer une réglementation efficace et uniforme et à renforcer la confiance des Canadiens dans la réglementation financière et les personnes qui s’occupent de leurs placements. The Canadian Investment Regulatory Organization (CIRO) is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians’ trust in financial regulation and the people managing their investments.
Hybrid · Toronto
Lead the assessment of complex and emerging dealer conduct issues, including new business models, technologies, and novel activities. Develop clear, practical recommendations for management and examination teams while supporting consistent regulatory approaches.
Hybrid · Vancouver
The Manager, Investigations provides leadership and guidance to a team responsible for investigating potential regulatory violations by member firms and registrants. They oversee case management, mentor investigative staff, and represent the organization externally on enforcement matters.
Hybrid · Toronto
The Web Specialist is responsible for the end-to-end web publishing process, ensuring content accuracy and alignment with visual identity guidelines. They also audit and optimize web content for accessibility, search engine performance, and user experience while collaborating with internal business units.
Hybrid · Montréal
The Surveillance Officer is responsible for conducting trade surveillance to detect violations of market rules and Canadian Securities law. They will analyze trading patterns, assist in developing detection tools, and collaborate with cross-functional teams to maintain market integrity.
Hybrid · Toronto
The BA/QA Tester will execute test plans, develop test cases, and document bugs within Azure DevOps to ensure high-performance market surveillance systems. They will also collaborate with developers to enhance reporting capabilities and migrate existing applications to Power Apps.
Hybrid · Toronto
The Talent Development Advisor will design, deliver, and improve leadership and employee development programs while managing program logistics and reporting. They will partner with HR and business leaders to create learning solutions that strengthen organizational effectiveness and leadership capability.
Hybrid · Calgary
The IAM Analyst supports the organization's identity and access management program by managing user identities, access rights, and authentication mechanisms. Key duties include provisioning accounts, enforcing RBAC and PAM, and ensuring compliance with security policies and regulatory frameworks.
Hybrid · Toronto
Examine Dealer processes and supervision for compliance with UMIR and IDPC Rules regarding equity, fixed income, and OTC products. Prepare reports for management and advise Dealers on resolving deficiencies and improving compliance processes.
Hybrid · Toronto
Examine dealer processes and supervision for compliance with UMIR and IDPC Rules across equity, fixed income, and OTC products. Prepare detailed reports for management and advise dealers on resolving deficiencies and improving industry practices.
Hybrid · Calgary
The Senior Policy Counsel develops and drafts market integrity rules and policies through research and consultation. They also liaise with regulators and represent the organization at advisory committee meetings and stakeholder events.
Hybrid · Montréal
The role involves performing complex field examinations of member firms to verify the accuracy and completeness of regulatory reporting. Responsibilities include evaluating internal controls, interviewing staff, and ensuring compliance with CIRO rules and policies.
Hybrid · Calgary
The role manages daily office operations, including reception, facilities maintenance, and security protocols. It also involves coordinating mail, managing off-site records storage, and supporting health and safety as a first responder.
Hybrid · Montréal
The Senior Membership Intake Examiner analyzes and verifies the accuracy of membership applications and business changes from a financial and operations compliance perspective. They provide expert recommendations on complex issues, such as crypto-asset platforms, and maintain written procedures for the intake process.
Hybrid · Montréal
The examiner conducts field reviews of sales and business conduct compliance activities for Dealer Member head offices and business locations. This includes planning assessments, interacting with senior management, and preparing clear reports on deficiencies.
Hybrid · Calgary
Manage and optimize SQL Server databases supporting Finance Systems while ensuring operational resilience and data integrity. The role involves maintaining secure connectivity, troubleshooting data pipelines, and collaborating with cross-functional teams to modernize database functions.
Hybrid
The incumbent will be part of a dynamic team testing a large scale, high-performance market surveillance system to monitor financial exchanges and ATS’s in Canada. Special focus will be on gathering benchmarks, testing system performance, intricate Alerts and Reports, hardware, software and messaging data feeds. Responsibilities * Create, prepare and develop test plans, test strategies, ambiguity reviews and test signoffs while adhering to testing standards. * Assisting in the requirements, design, testing, implementation, and documentation of new enhancements, writing test scripts and perf…
Hybrid · Calgary
The Surveillance Officer provides real-time market surveillance to ensure the integrity of the Canadian marketplace and manages timely disclosure policies. Responsibilities include monitoring trading patterns for illegal activity, reviewing issuer press releases, and communicating with dealers and marketplaces.
On-site · Calgary
The Senior Continuing Education Specialist manages the administration and refinement of CIRO's continuing education programs and accreditation processes. This includes reviewing educational programs for credit, mentoring CE specialists, and collaborating with committees to enhance proficiency standards.
Hybrid · Toronto
The Business Conduct Compliance Examiner conducts in-depth risk assessments and field reviews of Dealer Member firm activities to ensure compliance with regulatory standards. They are responsible for documenting findings, evaluating internal controls, and collaborating with the team to produce comprehensive examination reports.
Hybrid · Toronto
The Business Conduct Compliance Examiner conducts in-depth risk assessments and field reviews of Dealer Member firm activities to ensure compliance with regulatory standards. They also document findings, draft examination reports, and collaborate with teams to support firm remediation plans.
