A consolidation of IIROC and the MFDA / Issu de la fusion de L'ORCVM et de l'ACFM
Toronto
L’Organisme canadien de réglementation des investissements (OCRI) est déterminé à protéger les investisseurs, à assurer une réglementation efficace et uniforme et à renforcer la confiance des Canadiens dans la réglementation financière et les personnes qui s’occupent de leurs placements. The Canadian Investment Regulatory Organization (CIRO) is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians’ trust in financial regulation and the people managing their investments.
Hybrid · Toronto
The role involves executing test plans and migrating a legacy VB application to Power Apps using AI tools. Responsibilities include logging bugs in Azure DevOps, analyzing test coverage, and improving reporting capabilities for market surveillance systems.
Hybrid · Toronto
The BA/QA Tester will execute test plans, develop test cases, and document bugs within Azure DevOps to ensure high-performance market surveillance systems. They will also collaborate with developers to enhance reporting capabilities and migrate existing applications to Power Apps.
Hybrid · Montréal
The role involves independently analyzing and verifying the accuracy of membership applications and business change notices for financial firms. The specialist will conduct expert reviews, formulate recommendations, and communicate complex regulatory requirements to member firms and internal stakeholders.
Hybrid · Toronto
Conduct on-site inspections of member brokers' business conduct and sales activities to ensure compliance with regulatory standards. Perform risk assessments, evaluate internal controls, and draft comprehensive inspection reports with recommended mitigation plans.
Hybrid · Montréal
The role involves developing and drafting market integrity rules and guidance notes while collaborating with external stakeholders and Canadian securities authorities. The position also provides strategic support to advisory committees and assists various internal departments with compliance and enforcement interpretations.
Hybrid · Calgary
The role involves developing and drafting guidance notes and Universal Market Integrity Rules (UMIR) while collaborating with internal teams and external stakeholders. The position also provides strategic support to advisory committees and assists in the administration of regulatory exemptions.
Hybrid · Toronto
The role involves developing and drafting market integrity rules and guidance notes while collaborating with external stakeholders and Canadian securities authorities. The position also provides strategic support to advisory committees and assists various internal compliance and enforcement teams.
Hybrid · Vancouver
The role involves developing and drafting market integrity rules and guidance notes while collaborating with external stakeholders and Canadian securities authorities. The position also provides strategic support to advisory committees and various internal regulatory and enforcement teams.
Hybrid · Calgary
The Policy Counsel develops and drafts new and revised market integrity rules while liaising with regulatory bodies and stakeholders. They also provide support to advisory committees and various internal divisions regarding policy initiatives and regulatory compliance.
Hybrid · Toronto
The role focuses on designing, executing, and improving organization-wide learning, employee development, and leadership programs. It involves collaborating with HR partners and business leaders to create talent solutions that enhance leadership capacity and organizational effectiveness.
Hybrid · Toronto
The Talent Development Advisor will design, deliver, and improve leadership and employee development programs while managing program logistics and reporting. They will partner with HR and business leaders to create learning solutions that strengthen organizational effectiveness and leadership capability.
Hybrid · Montréal
The role is responsible for supporting the Identity and Access Management (IAM) program by managing user lifecycles, access controls, and authentication mechanisms. Additionally, the position involves monitoring compliance, supporting audits, and collaborating with cybersecurity and IT teams to align IAM with global security strategies.
Hybrid · Calgary
The role is responsible for supporting the Identity and Access Management (IAM) program by managing user lifecycles, access controls, and authentication mechanisms. Additionally, the position involves monitoring compliance, supporting audits, and collaborating with cybersecurity and IT teams to align IAM with global security strategies.
Hybrid · Toronto
The role is responsible for supporting the Identity and Access Management (IAM) program by managing user lifecycles, access controls, and authentication mechanisms. You will collaborate with IT, cybersecurity, and HR to ensure compliance with security policies and regulatory requirements.
Hybrid · Vancouver
The role is responsible for supporting the Identity and Access Management (IAM) program by managing user lifecycles, access controls, and authentication mechanisms. Additionally, the position involves monitoring compliance, supporting audits, and collaborating with cybersecurity and IT teams to align IAM with global security strategies.
Hybrid · Calgary
The IAM Analyst supports the organization's identity and access management program by managing user identities, access rights, and authentication mechanisms. Key duties include provisioning accounts, enforcing RBAC and PAM, and ensuring compliance with security policies and regulatory frameworks.
Hybrid · Toronto
The role involves examining and monitoring brokers' methods and procedures to ensure compliance with trading regulations. The inspector prepares reports on inspection results and communicates findings to brokers.
Hybrid · Toronto
The role involves examining and monitoring brokers' methods and procedures to ensure compliance with trading regulations. The inspector prepares reports on inspection results and communicates findings to brokers.
Hybrid · Toronto
Examine Dealer processes and supervision for compliance with UMIR and IDPC Rules regarding equity, fixed income, and OTC products. Prepare reports for management and advise Dealers on resolving deficiencies and improving compliance processes.
Hybrid · Toronto
Examine dealer processes and supervision for compliance with UMIR and IDPC Rules across equity, fixed income, and OTC products. Prepare detailed reports for management and advise dealers on resolving deficiencies and improving industry practices.
