A consolidation of IIROC and the MFDA / Issu de la fusion de L'ORCVM et de l'ACFM
Toronto
L’Organisme canadien de réglementation des investissements (OCRI) est déterminé à protéger les investisseurs, à assurer une réglementation efficace et uniforme et à renforcer la confiance des Canadiens dans la réglementation financière et les personnes qui s’occupent de leurs placements. The Canadian Investment Regulatory Organization (CIRO) is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians’ trust in financial regulation and the people managing their investments.
Hybrid · Toronto
The Policy Advisor is responsible for developing, drafting, and reviewing regulatory policies applicable to investment and mutual fund dealers. They also support advisory committees and represent the organization externally by providing rule interpretations and industry presentations.
Hybrid · Toronto
The Intelligence Analyst conducts open-source intelligence investigations to support enforcement activities by interpreting complex data and identifying key investigative insights. They collaborate with enforcement teams to organize evidence, prepare reports, and contribute to the development of intelligence practices and operational effectiveness.
Hybrid · Toronto
The Revenue & Billing Analyst is responsible for financial analysis, revenue forecasting, and the oversight of cost recovery-based fee models. This role also manages billing processes, collections, and collaborates with stakeholders on system upgrades and financial reporting.
Hybrid · Toronto
The Case Assessment Analyst screens and analyzes matters reported by Dealer Member firms using established guidelines to identify regulatory issues. They also prepare statistical reports, support firms with filing errors, and collaborate with internal departments to resolve issues.
Hybrid · Vancouver
The examiner will conduct reviews of Dealers' trading records, supervision policies, and procedures to ensure compliance with UMIR and IDPC rules. They will also analyze review results, prepare reports for management, and provide guidance to Dealers on resolving deficiencies.
Hybrid · Montréal
The examiner conducts field reviews of sales and business conduct compliance activities for Dealer Member head offices and business locations. Responsibilities include planning risk assessments, interacting with senior management, and preparing clear reports on deficiencies.
Hybrid · Toronto
Lead the assessment of complex and emerging dealer conduct issues, including new business models, technologies, and novel activities. Develop clear, practical recommendations for management and examination teams while supporting consistent regulatory approaches.
Hybrid · Vancouver
The Manager, Investigations provides leadership and guidance to a team responsible for investigating potential regulatory violations by member firms and registrants. They oversee case management, mentor investigative staff, and represent the organization externally on enforcement matters.
Hybrid · Toronto
The Web Specialist is responsible for the end-to-end web publishing process, ensuring content accuracy and alignment with visual identity guidelines. They also audit and optimize web content for accessibility, search engine performance, and user experience while collaborating with internal business units.
Hybrid · Montréal
The Surveillance Officer is responsible for conducting trade surveillance to detect violations of market rules and Canadian Securities law. They will analyze trading patterns, assist in developing detection tools, and collaborate with cross-functional teams to maintain market integrity.
Hybrid · Toronto
The BA/QA Tester will execute test plans, develop test cases, and document bugs within Azure DevOps to ensure high-performance market surveillance systems. They will also collaborate with developers to enhance reporting capabilities and migrate existing applications to Power Apps.
Hybrid · Toronto
Examine Dealer processes and supervision for compliance with UMIR and IDPC Rules regarding equity, fixed income, and OTC products. Prepare reports for management and advise Dealers on resolving deficiencies and improving compliance processes.
Hybrid · Toronto
Examine dealer processes and supervision for compliance with UMIR and IDPC Rules across equity, fixed income, and OTC products. Prepare detailed reports for management and advise dealers on resolving deficiencies and improving industry practices.
Hybrid · Calgary
The Senior Policy Counsel develops and drafts market integrity rules and policies through research and consultation. They also liaise with regulators and represent the organization at advisory committee meetings and stakeholder events.
Hybrid · Montréal
The role involves performing complex field examinations of member firms to verify the accuracy and completeness of regulatory reporting. Responsibilities include evaluating internal controls, interviewing staff, and ensuring compliance with CIRO rules and policies.
Hybrid · Calgary
The role manages daily office operations, including reception, facilities maintenance, and security protocols. It also involves coordinating mail, managing off-site records storage, and supporting health and safety as a first responder.
Hybrid · Calgary
Manage and optimize SQL Server databases supporting Finance Systems while ensuring operational resilience and data integrity. The role involves maintaining secure connectivity, troubleshooting data pipelines, and collaborating with cross-functional teams to modernize database functions.
Hybrid · Vancouver
The Surveillance Officer provides real-time market surveillance to ensure the integrity of the Canadian marketplace and manages timely disclosure policies. Responsibilities include monitoring trading patterns for illegal activity, reviewing issuer press releases, and communicating with dealers and marketplaces.
Hybrid · Toronto
The Business Conduct Compliance Examiner conducts in-depth risk assessments and field reviews of Dealer Member firm activities to ensure compliance with regulatory standards. They are responsible for documenting findings, evaluating internal controls, and collaborating with the team to produce comprehensive examination reports.
Hybrid · Toronto
The Business Conduct Compliance Examiner conducts in-depth risk assessments and field reviews of Dealer Member firm activities to ensure compliance with regulatory standards. They also document findings, draft examination reports, and collaborate with teams to support firm remediation plans.
