Client Service Associate - NR

Job summary

The Client Service Associate assists financial advisors with opening and maintaining client accounts, records, and trade-related documentation. They also perform various administrative duties such as answering phones, processing mail, and providing general customer service support.

Job details

Why Stifel Stifel strives for a culture that puts its clients and associates first: a culture where everyone belongs, everyone is welcome, and everyone contributes to the success of our clients, their careers, and the firm as a whole. Let’s talk about how you can find your place here at Stifel, where success meets success. What You'll Be Doing The Client Services Associate (NR) assists one or more Financial Advisor(s) (FA(s)) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtaining approvals for FA(s) communications and advertisements, provides overall customer service support to clients, may enter trades as directed by the FA(s). What We're Looking For Perform clerical functions related to opening client accounts and ongoing account coding based on account features chosen by the client. Work with the FA(s) and the client in obtaining the required documents based upon the type of account(s) established. Organize and assist in the maintenance of complete client account and trade- related records for the FA(s) and certain required files for the branch office. Perform operational or administrative functions for client related requests (i.e., check requests, wiring funds, address change, dividend information, etc.). Upon request, provide quotes and other account-related information to assist clients; non-registered Client Service Associates may not volunteer quote or other stock information to clients. Provide reports and other information to FA(s), as requested. Identify situations that need to be brought to the attention of the FA(s) or escalated to the Branch Manager; including suspicious client and/or employee activity or behavior. Perform various administrative duties (i.e., typing, filing, answer phones, mailing documents/letters, etc.) and other duties and projects as assigned by the FA and/or Branch Manager. What You'll Bring Administrative Knowledge - Knowledge of administrative and clerical procedures and systems such as word processing, spread-sheet applications, managing files and records, and other office procedures and terminology. Industry Knowledge - General understanding of the investment brokerage industry and securities regulations with basic knowledge of investment products. Time Management - Able to organize, prioritize and manage multiple tasks, responsibilities and deadlines; is able to follow through and accomplish goals, manage expectations appropriately and use firm's resources efficiently. Critical Thinking - Using logic and reasoning to identify the strengths and weaknesses of alternative solutions, conclusions or approaches to practical problem solving. Customer and Interpersonal Skills - Knowledge of principles and processes for providing exemplary customer and personal services. This includes customer needs assessment, meeting quality standards for services, and evaluation of customer satisfaction. Communication Skills - The ability to communicate information and ideas in spoken or written form so that others will understand with excellent grammar and phone/office etiquette. Education & Experience Minimum Required: High School Diploma or equivalent Minimum Required: 2 years clerical/related industry Licenses & Credentials Minimum Required: None Systems & Technology Proficient in Microsoft Excel, Word, PowerPoint, Outlook About Stifel Stifel is more than 130 years old and still thinking like a start-up. We are a global wealth management and investment banking firm serious about innovation and fresh ideas. Built on a simple premise of safeguarding our clients’ money as if it were our own, coined by our namesake, Herman Stifel, our success is intimately tied to our commitment to helping families, companies, and municipalities find their own success. While our headquarters is in St. Louis, we have offices in New York, San Francisco, Baltimore, London, Frankfurt, Toronto, and more than 400 other locations. Stifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more. Let’s talk about how you can find your place here at Stifel, where success meets success. At Stifel we offer an entrepreneurial environment, comprehensive benefits package to include health, dental and vision care, 401k, wellness initiatives, life insurance, and paid time off. Stifel is an Equal Opportunity Employer.

What you’ll do

The Client Service Associate assists financial advisors with opening and maintaining client accounts, records, and trade-related documentation. They also perform various administrative duties such as answering phones, processing mail, and providing general customer service support.

Requirements

Candidates must have a high school diploma or equivalent and at least 2 years of clerical or related industry experience. Proficiency in Microsoft Office applications and strong communication skills are required.

Benefits

• Health insurance
• Dental care
• Vision care
• 401k
• Wellness initiatives
• Life insurance
• Paid time off

Listed skills

• Time management · Preferred
• Customer service · Preferred
• Administrative Support · Preferred
• Microsoft Excel · Preferred
• Critical Thinking · Preferred
• Data entry · Preferred
• Microsoft Word · Preferred
• Communication Skills · Preferred
• Microsoft Outlook · Preferred

Other relevant skills

Identified from the job description. Confirm important requirements above.

• Administrative support
• Customer service
• Clerical procedures
• Microsoft Excel
• Microsoft Word
• Microsoft PowerPoint
• Microsoft Outlook
• Time management
• Critical thinking
• Communication skills
• Record maintenance
• Data entry
• Investment brokerage knowledge
• Office etiquette
• Client Needs Assessment
• Administrative Support
• Time Off Management
• Expectation Management
• Follow Through
• Administrative Functions
• Research
• Brokerage
• Electrical Wiring
• Business Etiquette
• Investments
• Spreadsheets
• Clerical Works
• Customer Service
• Client Services
• Communication
• Critical Thinking
• Word Processing
• Optometry
• Grammar
• Marketing
• Innovation
• Interpersonal Communications
• Investment Banking
• Problem Solving
• Project Management
• Office Procedures
• Operations
• Wealth Management
• Writing Systems
• Time Management
• Typing
• Securities (Finance)
• Filing
• Prioritization

Job areas

• Administrative
• Finance & Accounting
• Customer Service & Support
• Client Service Associate
• Client Service Representative / Associate
• Inquiry Clerks
• Customer Service Representatives

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