Financial Crime Risk Investigation Support Officer I (5597)

Job summary

Perform routine money laundering detection activities and investigate straightforward problems to identify suitable solutions. Support AML and Sanctions/ABAC regulatory activities while ensuring accurate documentation and compliance with internal and industry regulations.

Job details

Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Financial Crime Risk Management Pay Details: $45,700 - $61,000 CAD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role. Job Description: Provide a broad range of support and/or perform general to specialized money laundering detection activities, review of transactions and/or other processing activities CUSTOMER Perform routine to broad tasks, follow established procedures, and investigate straightforward problems to identify and implement the most suitable solution Complete investigations – report / escalate risk issues or process gaps identified Perform a variety of AML and Sanctions/ABAC information gathering activities as a part of FCRM regulations Providing support of AML and Sanctions/ABAC related activities and transactions to resolve business issues Review banking transactions to ensure they are within the bank and regulatory thresholds and guidelines Forward unusual transactions and supporting information for further review Perform a variety of research activities including addressing research discrepancies Identify opportunities to improve service delivery and support process improvement initiatives SHAREHOLDER Prioritize own workload to meet SLA requirements for service and productivity Support the timely and accurate completion of business processes and procedures Escalate non-standard or high-risk activities as necessary Ensure necessary due diligence to support the accuracy of all transactions / activities Follow internal and industry regulations and operating practices in completing and recording transactions for either the organization or clients Ensure documentation that is prepared / completed is accurate and properly reflects business intentions and is consistent with relevant rules / regulations Support and participate in process improvement opportunities Contribute to the preparation of procedural documents in support of day-to-day operations Be knowledgeable of and comply with Bank Code of Conduct EMPLOYEE / TEAM Participate fully as a member of the team, support a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues/ points of interest Support the team by continuously enhancing knowledge / expertise in own area and participate in knowledge transfer within the team and business unit Contribute to a fair, positive and equitable environment that supports a diverse workforce Act as a brand champion for your business area/function and the bank, both internally and/or externally BREADTH & DEPTH: Works within established guidelines, accountable for completing routine transactions or low- moderate risk, repetitive processes within a standardized framework Completes transactions using a limited number of systems and/or applications Manages their own workload, coordinating tasks and services with others Identifies and assesses issues in straight forward situations using standard procedures, and escalates non-standard issues internally; typically addressing routine requests requiring minimal discretion Minimal decision-making authority Limited or first level (initial) interaction with internal partners Requires working knowledge and skills developed through formal training or work experience Generally, reports to a Team Manager EXPERIENCE AND / OR EDUCATION Undergraduate degree or equivalent work experience Work activities include a blend of highly collaborative activities and individual deliverables. Individuals are expected to be onsite 4 days a week. Colleagues may spend more or less days in office as required by the business line. Who We Are: TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we strive to make every interaction, product, and experience remarkably human and refreshingly simple for over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to foster deeper relationships, ensure disciplined execution, and build a simpler, faster banking experience. TD is deeply committed to being a leader in client experience, that is why we believe that all colleagues, no matter where they work, are client facing. Together, we are reimagining what banking can be for our clients, colleagues and communities. Our Total Rewards Package Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs. Learn more Additional Information: We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home. Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements. Colleague Development If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. If you’re passionate about helping clients and building deep, lasting relationships, TD offers diverse career paths where you can grow your expertise and make a meaningful impact. We're committed to your success and foster a respectful workplace where diverse perspectives are valued, everyone has fair opportunities to grow, and you can unlock your full potential to achieve your career goals. Here at TD, we hire and develop the best. Training & Onboarding We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role. Interview Process We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call. Accommodation Your accessibility is important to us. Please let us know if you’d like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process. We look forward to hearing from you! Language Requirement (Quebec only): Sans Objet

What you’ll do

Perform routine money laundering detection activities and investigate straightforward problems to identify suitable solutions. Support AML and Sanctions/ABAC regulatory activities while ensuring accurate documentation and compliance with internal and industry regulations.

Requirements

Requires an undergraduate degree or equivalent work experience. Candidates should possess knowledge of banking regulations and the ability to perform research and transaction reviews within established guidelines.

Benefits

• Health and well-being benefits
• Savings and retirement programs
• Paid time off
• Banking benefits and discounts
• Career development
• Reward and recognition programs

Listed skills

• Regulatory Compliance · Preferred
• Process Improvement · Preferred
• Documentation · Preferred
• Data analysis · Preferred
• Problem solving · Preferred
• Communication · Preferred
• Teamwork · Preferred

Other relevant skills

Identified from the job description. Confirm important requirements above.

• Money laundering detection
• Transaction review
• AML
• Sanctions
• ABAC
• Information gathering
• Risk assessment
• Regulatory compliance
• Research
• Process improvement
• Documentation
• Data analysis
• Problem solving
• Communication
• Teamwork
• Process Improvement
• Knowledge Transfer
• Mentorship
• Business Process
• Operations
• Coordinating
• Risk Management
• Training And Development
• Leadership
• Decision Making
• Innovation
• Investments
• Creativity
• Investigation
• Time Off Management
• Financial Institution
• Learning Platforms
• Information Gathering
• Employee Onboarding
• Due Diligence
• Service Delivery Improvement
• Anti Money Laundering
• Banking
• Shareholder Communications

Job areas

• Finance & Accounting
• Security & Safety
• Administrative
• Financial Crimes Investigator
• Fraud Examiner / Analyst
• Accountants
• Fraud Examiners, Investigators and Analysts
• Financial Specialists, All Other

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