IT Audit Manager I (ATH 1057)

Job summary

The Audit Manager will execute end-to-end audits in alignment with regulatory guidelines and internal policies to mitigate business risks. They are responsible for identifying process failures, recommending operational improvements, and managing follow-ups on audit findings.

Job details

Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Audit Pay Details: $81,600 - $115,200 CAD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role. Job Description: Department Overview: Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our business. At the heart of audit is our specialization in all the businesses across the bank. Safeguarding the reputation of TD's good governance depends on us. We’re counted on to provide recommendations to enhance operational performance, at every single level to foster meaningful process improvements and ensure adherence to internal and external regulations. We crunch the data, consult with our partners and stakeholders, and present our findings to mitigate the risks of today and around the corner and help keep our daily operations running smoothly for our customers. Job Description: Are you ready to provide your subject matter expertise in executing audits for assigned business, function or project ranging in complexity in addition to leading moderately complex audits? Are you excited to explore TD’s processes and help provide recommendations for improved efficacies? If so, then join us as Audit Manager I and get the opportunity to: Provide expertise in executing end to end audits based on the established audit plans in alignment with applicable policies and regulatory guidelines in a timely fashion. Ensuring the completion of assigned appropriate programs and risk assessment to mitigate risks and improve effectiveness across the business. Support the audit opinion as per internal controls and professional audit standards to present the findings and recommendations to client and audit management. Manage follow-ups on the new findings raised from regulatory and internal divisional audits to ensure all data is up-to-date and properly documented. Review and identify failures in internal processes and recommend improvements to enhance operational efficiencies. Stay knowledgeable about emerging trends and developments related with business, analytical tools and techniques to deliver quality results within tight timeframes. Act with the highest levels of integrity while always observing regulatory guidelines, fulfilling your due diligence and handling confidential information with discretion. Keep current on emerging trends and evolving regulatory requirements to find opportunities, and recommend improvement areas to increase the efficiency and effectiveness of the team. Build positive, diverse and open work environment by continually improving the efficiency, sharing deep knowledge and skills, and encouraging the team to deliver results Job Requirements Over 5 years of relevant experience with undergraduate degree or relevant professional certifications (CISA, CISSP preferred). Previous experience in testing IT General Controls and Application Controls. Banking industry experience preferred, for example within Wealth Management, Securities, Personal Banking, or Business Banking. Knowledge of operations, risk, change, and project methodologies. Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment. Expertise in using software tools, windows applications, data analysis and reporting techniques. Aptitude in exercising sound judgment while making decisions and handle confidential information with discretion. Ability to work collaboratively and communicate effectively. Who We Are: TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we strive to make every interaction, product, and experience remarkably human and refreshingly simple for over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to foster deeper relationships, ensure disciplined execution, and build a simpler, faster banking experience. TD is deeply committed to being a leader in client experience, that is why we believe that all colleagues, no matter where they work, are client facing. Together, we are reimagining what banking can be for our clients, colleagues and communities. Our Total Rewards Package Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs. Learn more Additional Information: We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home. Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements. Colleague Development If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. If you’re passionate about helping clients and building deep, lasting relationships, TD offers diverse career paths where you can grow your expertise and make a meaningful impact. We're committed to your success and foster a respectful workplace where diverse perspectives are valued, everyone has fair opportunities to grow, and you can unlock your full potential to achieve your career goals. Here at TD, we hire and develop the best. Training & Onboarding We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role. Interview Process We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call. Accommodation Your accessibility is important to us. Please let us know if you’d like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process. We look forward to hearing from you! Language Requirement (Quebec only): Sans Objet

What you’ll do

The Audit Manager will execute end-to-end audits in alignment with regulatory guidelines and internal policies to mitigate business risks. They are responsible for identifying process failures, recommending operational improvements, and managing follow-ups on audit findings.

Requirements

Candidates must have over 5 years of relevant experience and an undergraduate degree, with professional certifications like CISA or CISSP preferred. Strong knowledge of IT General Controls, application controls, and banking industry operations is required.

Benefits

• Health and well-being benefits
• Savings and retirement programs
• Paid time off
• Banking benefits and discounts
• Career development
• Reward and recognition programs

Listed skills

• Operational Efficiency · Preferred
• Regulatory Compliance · Preferred
• Data analysis · Preferred
• Communication · Preferred

Other relevant skills

Identified from the job description. Confirm important requirements above.

• IT Audit
• Risk Assessment
• Internal Controls
• Application Controls
• Data Analysis
• Regulatory Compliance
• Project Methodologies
• Reporting Techniques
• Communication
• Banking Industry Knowledge
• CISA
• CISSP
• Operational Efficiency
• Due Diligence
• Strategic Guidance
• Certified Information System Auditor (CISA)
• Operational Performance Management
• Time Off Management
• Auditing
• Audit Management
• Banking
• Financial Institution
• Commercial Banking
• Business Support Systems
• Investments
• Certified Information Systems Security Professional
• Retail Banking
• Training And Development
• Creativity
• Good Governance
• IT General Controls (ITGC)
• Learning Platforms
• Mentorship
• Employee Onboarding
• Operations
• Wealth Management
• Risk Analysis
• Securities (Finance)
• Process Improvement

Job areas

• Finance & Accounting
• Technology
• Management & Leadership
• Data & Analytics
• IT Audit Manager
• IT Manager
• Information and Communications Technology Service Managers
• Information Technology Project Managers
• Computer Occupations, All Other

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