Risk Control Consultant

Job summary

Test and assess operational controls, including their design and operating effectiveness, across banking processes. Conduct operational and regulatory audit work, with a focus on areas such as fraud, loans, deposits, and procurement.

Job details

Operations Control Testing Analyst Full Time Toronto, ON "Total Experience: 6-8 years Role Description: • Strong understanding of banking operational processes like fraud, loan, deposits, Procurement etc. • Familiarity with key US regulatory frameworks • Experience in process testing, control assessment who have experience in design and operating effectiveness. • Professional certifications preferred CPA CA or equivalent, CIA Operations and regulatory audit who have experience in control testing, understands bank operations like loans, deposits, procurement etc. certifications preferrable CCPA CA or equivalent. • Main focus should be on ops experience. SOX experience will also do if its SOX ops not ITGC • Experience in SOX Operations will also qualify but not SOX ITGC. • CISA or any other certification is not mandatory for this position. Required Skill Set: • Operations and regulatory audit who have experience in control testing, Understands bank operations like loans, deposits, procurement etc. certifications preferrable CPA CA or equivalent. • SOX experience will also do as long as its SOX ops not ITGC

What you’ll do

Test and assess operational controls, including their design and operating effectiveness, across banking processes. Conduct operational and regulatory audit work, with a focus on areas such as fraud, loans, deposits, and procurement.

Requirements

Requires 6–8 years of experience, strong knowledge of banking operations, and experience in process testing, control assessment, and operational or regulatory audit. SOX experience is acceptable when focused on operations rather than IT general controls; CPA, CA, CIA, or equivalent certifications are preferred but not mandatory.

Listed skills

• Procurement · Preferred

Other relevant skills

Identified from the job description. Confirm important requirements above.

• Banking Operations
• Operational Audit
• Regulatory Audit
• Control Testing
• Control Assessment
• Control Design
• Operating Effectiveness Testing
• Process Testing
• Fraud Operations
• Loan Operations
• Deposit Operations
• Procurement
• U.S. Regulatory Frameworks
• SOX Operations

Job areas

• Finance & Accounting
• Consulting
• Management & Leadership

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