Compliance Analyst ( Asset Management)

Job summary

Implement new processes involving organizational change and interpret regulatory obligations, controls, and associated records. Support compliance activities in the asset management sector.

Job details

TekStaff's Client has a current vacancy for a Compliance Analyst ( Asset Management) This is a 12 month contract located in Toronto, ON/ Hybrid (4 days/ week) Candidate Requirements/Must Have Skills: 1. 7+ years experience working on projects involving implementation of new processes that involve organizational change 2. Excellent knowledge and working experience interpretating regulatory obligations, controls, and associated records (e.g., CIRO, OSC, etc.) 3. Good working knowledge of Microsoft Excel, PowerPoint, and Word Nice-To-Have Skills: - Experience in the records and information management field an asset - Previous client bank experience TekStaff may use artificial intelligence (AI) tools as part of the applicant screening process. However, applications will also be reviewed by a member of our Recruitment team to ensure a fair and thorough assessment.

What you’ll do

Implement new processes involving organizational change and interpret regulatory obligations, controls, and associated records. Support compliance activities in the asset management sector.

Requirements

Requires at least seven years of experience on projects implementing new processes involving organizational change, along with strong knowledge of regulatory obligations, controls, and related records. Working knowledge of Excel, PowerPoint, and Word is required; records and information management experience and prior bank experience are assets.

Listed skills

• Regulatory Compliance · Preferred
• Microsoft Excel · Preferred
• Microsoft Word · Preferred

Other relevant skills

Identified from the job description. Confirm important requirements above.

• Regulatory Compliance
• Regulatory Obligations
• Controls
• Records Management
• Organizational Change
• Process Implementation
• Microsoft Excel
• Microsoft PowerPoint
• Microsoft Word
• CIRO Regulations
• OSC Regulations

Job areas

• Finance & Accounting
• Legal
• Management & Leadership

More jobs from TekStaff IT Solutions