Investment professionals and entrepreneurs who value an independent approach to investing and wealth management.
Winnipeg, Manitoba
Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel, Wellington-Altus USA, Wellington-Altus Insurance, and Wellington-Altus Private Wealth—the top-rated* wealth advisory company in Canada and one of Canada’s Best Managed Companies. With more than $20 billion in consolidated assets under administration, and offices across the country, Wellington-Altus identifies with successful, entrepreneurial advisors and portfolio managers, and their high-net-worth clients. *Investment Executive 2021 Brokerage Report Card.
On-site · Winnipeg
The Regulatory Compliance and Complaints Coordinator supports the VP of Group Legal Compliance and Complaints by managing regulatory client complaints and coordinating governance initiatives. The role also involves maintaining compliance records, overseeing referral arrangements, and assisting with strategic regulatory projects.
On-site · Vancouver
The Senior Associate supports the delivery of high-touch wealth management services by managing complex administrative, client service, and investment-related activities. They act as a trusted operational partner to the advisory team, ensuring seamless practice operations and regulatory compliance.
On-site · Winnipeg
The Analyst will manage client data integrity across multiple systems and support the development of internal system policies and procedures. They will also identify opportunities for process automation and ensure all tasks align with regulatory requirements and service standards.
On-site · Winnipeg
The Analyst supports the development and continuous improvement of business processes, policies, and procedures through documentation and operational logs. They also collaborate with internal departments to ensure operational readiness for project delivery and maintain service standards.
On-site · Winnipeg
The analyst will perform daily, weekly, and monthly financial reconciliations between internal systems and external custodians to ensure data accuracy. They will also investigate discrepancies, support process automation, and assist with audit requirements and risk management.
On-site · Winnipeg
The Operations Associate will support Wealth Advisors by managing documentation, account opening processes, and internal department procedures. They are responsible for monitoring ticketing systems, resolving client inquiries, and maintaining accurate electronic records.
On-site · Toronto
The Investment Associate supports Senior Investment Advisors by managing client relationships and providing personalized investment advice. They are responsible for transaction processing, maintaining compliant client files, and ensuring adherence to CIRO regulations.
On-site · Winnipeg
The Investment Associate supports Senior Investment Advisors by managing client relationships and providing personalized investment advice. They are responsible for processing transactions, ensuring regulatory compliance with CIRO, and maintaining accurate client documentation.
On-site · Calgary
The Administrative Associate provides operational and administrative support to the advisory team, focusing on accurate account administration and documentation. Key duties include processing client transactions, maintaining CRM records, and coordinating marketing content.
On-site · Corman Park No. 344
The Team Manager leads and develops the support team to ensure accurate and efficient delivery of financial services in alignment with business objectives. Key duties include overseeing daily operations, ensuring regulatory compliance, and conducting research to support Senior Investment Advisors.
On-site · Winnipeg
The Administrative Associate provides operational and administrative support to Investment Advisors, including managing client inquiries and scheduling. Key duties include preparing account documentation, generating daily reports, and maintaining compliant client files.
On-site · Vancouver
The Associate provides administrative and operational support to the wealth advisory team, including managing client relationships and maintaining compliant records. Key tasks involve preparing reports, handling account-related documentation, and acting as a liaison between clients and licensed professionals.
On-site · Winnipeg
Lead the enterprise-wide infrastructure strategy by building scalable, secure, and automated systems. Bridge the gap between development, operations, and business stakeholders while managing high-performance engineering teams.
On-site · Calgary
The Systems Analyst serves as the technical expert for the Compliance Team, supporting tools for communications monitoring, trading supervision, and internal databases. Key duties include managing compliance data, conducting risk assessments, and ensuring adherence to regulatory requirements through system maintenance and updates.
On-site · Kirkland
The Associate provides administrative and customer service support to the Advisor team and high-net-worth clients. Key duties include managing account documentation, processing financial transactions, and ensuring regulatory compliance of client files.
On-site · Montréal
The Insurance Associate manages the overall insurance portfolio, including applications, underwriting, and identifying opportunities for existing and new clients. Additionally, they provide administrative support to the Senior Wealth Advisor and handle client planning tasks.
On-site · Toronto
The Investment Associate supports Investment Advisors by managing client accounts, processing transactions, and preparing for client meetings. They act as a primary resource for clients to ensure exceptional service and adherence to regulatory requirements.
On-site · Toronto
The Senior Compliance Analyst performs Tier 2 supervisory functions, including monitoring trading and communications for regulatory risks. They provide guidance to registered individuals and participate in internal and external compliance reviews.
On-site · Toronto
Provide high-level support to clients and advisors by managing inquiries, executing trading instructions, and coordinating follow-up actions. Focus on operational excellence by streamlining administrative processes and maintaining accurate, compliant client records.
On-site · Corman Park No. 344
The Associate Investment Advisor provides comprehensive wealth management services and supports business development through client sourcing and relationship building. They are responsible for executing financial plans, managing account administration, and delivering tailored investment solutions to high-net-worth clients.
