Lead Inquiries Officer

Job summary

The Lead Inquiries Officer is responsible for conducting regulatory enforcement and fraud investigations. The role involves explaining complex legal and policy concepts to investors and managing compliance processes.

Job details

Job Title: Lead Inquiries Officer Employment Type: Contract Duration: 1 Year Location: Toronto Rate: Open The number of hours/week is 18, six hours/day (during standard hours), three days/week, including one day/week in-office. Must haves: 8+ years of progressive experience in regulatory enforcement, fraud investigations, financial services, policing, law, or a related contact-centre environment Strong knowledge of regulatory/compliance processes, preferably involving fraud or securities matters Strong research, analytical, problem-solving and investigative abilities Ability to clearly explain complex legal and policy concepts to investors Experience with a regulatory agency or police service involving white-collar crime/fraud is highly desirable Nice to Have Degree/diploma in Law, Policing or a related discipline Legal administration experience Microsoft Dynamics 365 experience French bilingual proficiency Canadian Securities Course or other securities-industry education Note: AI-enabled tools may be used to sort applications based on job-related criteria. All AI generated results are vetted by our team and the decision of which candidates move forward is always made by a human.

What you’ll do

The Lead Inquiries Officer is responsible for conducting regulatory enforcement and fraud investigations. The role involves explaining complex legal and policy concepts to investors and managing compliance processes.

Requirements

Requires over 8 years of experience in regulatory enforcement, fraud, or law, with a strong background in white-collar crime. A degree in Law or Policing and proficiency in Microsoft Dynamics 365 are preferred.

Listed skills

• Problem solving · Preferred

Other relevant skills

Identified from the job description. Confirm important requirements above.

• Regulatory Enforcement
• Fraud Investigations
• Financial Services
• Policing
• Law
• Research
• Analytical Skills
• Problem Solving
• Investigative Abilities
• Legal Communication
• Compliance Processes
• Microsoft Dynamics 365
• French Bilingualism

Job areas

• Legal
• Finance & Accounting
• Government & Public Sector
• Security & Safety
• Management & Leadership